Search for: "NEW YORK STOCK EXCHANGE INC "NYSE"" Results 141 - 160 of 196
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
8 Feb 2010, 7:16 pm by Brett Alcala
The following blog update is being provided in response to recent inquiries from blog readers seeking information regarding the ongoing investigation by the Alcala Law Firm on behalf of IMH Secured Loan Fund, LLC investors: On January 15, 2010, Investors Holdings Mortgages, Inc. filed an amended Form S-4 with the Securities Exchange Commission (SEC) seeking member approval to restructure the company into a newly formed Delaware corporation named IMH Financial Corporation with the… [read post]
23 Jan 2010, 11:12 am by Charles M. Nathan, Latham & Watkins LLP,
Confidential Board Information under Current Law The problem of directors breaching the confidentiality of board deliberations is not new. [read post]
12 Jan 2010, 10:22 am by Sam E. Antar
While Medifast's so-called "independent" directors may meet the legal tests of independence under New York Stock Exchange rules as you claim, they are certainly less independent than Bagell, Josephs, Levine & Company, the company's so-called independent auditors. [read post]
8 Jan 2010, 7:46 am by admin
Started as Countrywide Credit Industries in New York 38 years ago by Angelo R. [read post]
26 Nov 2009, 7:15 pm by Sam E. Antar
Updated for two additional notes to the SEC at bottom of post To the Securities and Exchange Commission: Recently, Overstock.com (NASDAQ: OSTK) CEO Patrick M. [read post]
21 Nov 2009, 4:14 pm
To the Securities and Exchange Commission: On November 18, 2009, Overstock.com (NASDAQ: OSTK) held conference call where CEO Patrick M. [read post]
28 Oct 2009, 11:25 pm
The New York Stock Exchange Regulation Inc. has censured and fined four firms for trade violations. [read post]
1 Sep 2009, 8:11 am
And Accenture shares will continue to trade on the New York Stock Exchange under the ticker symbol "ACN. [read post]
1 Sep 2009, 8:11 am
And Accenture shares will continue to trade on the New York Stock Exchange under the ticker symbol "ACN. [read post]
27 May 2009, 8:07 pm
Securities and Exchange CommissionShares will continue to trade on the New York Stock Exchange.Subject to same SEC reporting requirements as NYSE companiesHow did investors react to this? [read post]
19 Feb 2009, 4:37 am
Ketchum is currently the chief executive of NYSE Regulation Inc., which regulates the New York Stock Exchange. [read post]
18 Feb 2009, 11:06 am
Not that this was unexpected, since everyone could see the stock price dip each day to new lows. [read post]
10 Oct 2008, 12:56 pm
Bank of America reached the settlement with the SEC, the New York attorney general's office and a coalition of state regulators. [read post]
29 Sep 2008, 1:12 pm
AIG announces the New York Stock Exchange will permit it to issue "a large amount" of preferred stock to the Federal Reserve Bank of New York without obtaining AIG shareholder permission. [read post]