Search for: "National Capital Management, LLC"
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28 Sep 2022, 12:37 pm
And DWS Distributors Inc. and DWS Investment Management Americas, Inc. [read post]
21 Sep 2022, 6:26 pm
The new settlements require the four companies — CarMax, Axis Analytics LLC (aka Axis Group), Capital One Bank and Walmart — to pay a total of $331,520 in civil penalties, depending on the number of discriminatory advertisements they posted. [read post]
8 Sep 2022, 12:47 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
2 Sep 2022, 8:13 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
17 Aug 2022, 7:03 am
The post Axiom Capital Management Inc. [read post]
17 Aug 2022, 6:56 am
The post Axiom Capital Management Inc. [read post]
11 Aug 2022, 11:27 am
Angel Oak Capital Advisors to pay $1.75 Million in Civil Penalties According to a press release, on Aug. 10, 2022 the Securities and Exchange Commission charged Angel Oak Capital Advisors, LLC and its portfolio manager for allegedly misleading investors about the firm’s fix-and-flip loan securitization’s delinquency rates. [read post]
30 Jul 2022, 2:41 pm
And keep in mind that the local economy may be a better indicator than the national economy. [read post]
25 Jul 2022, 12:45 pm
It provides cover for social policies and law that do not sufficiently address the healthcare needs of the community and the nation. [read post]
22 Jul 2022, 7:18 am
Mackenzie Capital Management has just extended a tender offer to purchase shares of Watermark Lodging Trust for $5 per share. [read post]
22 Jul 2022, 3:39 am
There are reportedly existing potential conflicts of interest between the company and the manager, and compensation paid as a result of the internalization transactions. [read post]
8 Jul 2022, 6:30 am
Posted by Jon Lukomnik (Sinclair Capital), and Keith Johnson (Global Investor Collaboration Services, LLC), on Friday, July 8, 2022 Editor's Note: Jon Lukomnik is Managing Director of Sinclair Capital, LLC, and Keith Johnson is CEO of Global Investor Collaboration Services, LLC. [read post]
8 Jul 2022, 6:30 am
Posted by Jon Lukomnik (Sinclair Capital), and Keith Johnson (Global Investor Collaboration Services, LLC), on Friday, July 8, 2022 Editor's Note: Jon Lukomnik is Managing Director of Sinclair Capital, LLC, and Keith Johnson is CEO of Global Investor Collaboration Services, LLC. [read post]
7 Jul 2022, 11:26 am
The Court in AMG Capital Management, LLC v. [read post]
5 Jul 2022, 9:04 am
James Shelburne Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Jamie Worden Worden Capital Management LLC Salomon Whitney LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
1 Jul 2022, 1:57 pm
. (+) 7-March-22L2 ServicesEmpire Technologies Risk Management Group 3-March-22ThoughtTraceThomson ReutersDefinitive Agreement to Acquire 24-February-22Hold360 and Request360 from Congruity 360DISCO 24-February-22Cybersecurity and Data Protection Practice of Palmeiro & PlattEmpire Technologies Risk Management Group 26-January-22U.S. eDiscovery Retreat Programs (From Sub-Four Capital)The CJK Group 19-January-22QuovantMitratech 16-December-21GoldMindEmpire Technologies… [read post]
17 Jun 2022, 6:53 am
Likewise, Justice Breyer’s recent unanimous opinion in AMG Capital Management LLC v. [read post]
15 Jun 2022, 11:04 am
Daxton White, managing partner of The White Law Group, a national securities fraud, securities arbitration, investor protection and securities regulatory/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
15 Jun 2022, 7:50 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
10 Jun 2022, 6:33 am
Securities and Exchange Commission, on Thursday, June 9, 2022 Tags: Capital markets, Information asymmetries, Investor protection, Retail investors, SEC, Securities regulation [read post]
