Search for: "New World Capital Management LLC"
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6 Aug 2019, 3:09 pm
Ironically, Capital One is considered by many to be a digital banking pioneer and one of the more cyber-savvy companies in the world, evidencing how even the most technologically mature organizations are struggling to manage the rising force of third-party cyber-risk. [read post]
14 Jul 2019, 4:56 pm
Heather Mills, animal rights activist and ex-wife of Beatles star Sir Paul McCartney, received an apology alongside her sister at the High Court after settling her phone hacking case against the News of the World. [read post]
1 Jul 2019, 1:24 pm
LaGuardia, Jr. a Lavallette, New Jersey resident, allegedly controlled the investment adviser, L-R Managers, LLC, and allegedly misappropriated investor money from private funds advised by L-R Managers and from subscriptions intended to be invested in one of the funds, according to an SEC Report under review by investor rights attorney Alan Rosca. [read post]
1 Jul 2019, 12:43 pm
According to FINRA Disciplinary actions for June 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Andrews, Helen Morgan Stanley Barclays Capital Inc Andreyeva, Tatyana Westpark Capital, Inc Fordham Financial Management, Inc Basarian, Gary Royal Alliance Associates, Inc … [read post]
30 Jun 2019, 1:18 pm
Shea has spent 8 years in the securities industry with 10 different firms, and has also been registered with the following firms: Arete Wealth Management, LLC, Orinda, CA— May 20, 2016 to August 16, 2017Penserra Securities, LLC, Orinda, CA— February 11, 2015 to April 4, 2016Gordian Investments, LLC, Orinda, CA— September 24, 2012 to September 30, 2014Internet Securities, San Francisco, CA— March 23, 2012 to September 4, 2012 White… [read post]
24 Jun 2019, 1:21 pm
” We’re still in that world. [read post]
17 Jun 2019, 1:29 pm
Our AI-powered enterprise legal management software platform supports process transformation for some of the most innovative global companies and law firms in the world. [read post]
7 Jun 2019, 6:09 am
Ayres, Richards, Layton & Finger, P.A., on Monday, June 3, 2019 Tags: Benefit corporation, Blockchain, Corporate forms, Delaware law, Financial technology, Incorporations, LLCs, Partnerships, Public benefit corporations, State law Strategic Trading as a Response to Short Sellers Posted by Francesco Franzoni (USI Lugano), on Monday, June 3, 2019 Tags: Information environment, Institutional Investors, Market… [read post]
3 Jun 2019, 7:11 am
The panelists included Joshua Ashley Klayman, Founder and Managing Member, Klayman LLC; Paul Brody, Principal, Ernst & Young; and Aaron Wright, Professor, Cardozo Law School. [read post]
1 Jun 2019, 10:21 am
Morgan, Morgan Mezzanine Fund Manager LLC, & Morgan Acquisitions LLC ? [read post]
29 May 2019, 5:06 pm
” Though bitcoin traversed from the digital to physical world with the first-ever bitcoin ATM at a Vancouver coffee shop in 2013, bitcoin’s use as a real currency has not truly caught on as a legitimate means of payment. [read post]
24 May 2019, 9:41 am
Our experienced software and IT staffing team provides world-class strategic investment banking advisory across the staffing ecosystem. [read post]
22 May 2019, 3:56 am
. ******* Another SEC crypto-crackdown is in the works with a brand new target: the so-called initial exchange offering, or “IEO. [read post]
21 May 2019, 7:28 pm
Cantor Fitzgerald and BTIG, LLC acted as capital markets and financial advisors to Pivotal. [read post]
6 May 2019, 12:26 am
Under the LOI, Ludwig’s separate company, Promontory Financial Group, LLC (PFG), to which Ludwig later transferred his PGI membership interest, would provide working capital advances to PGI. [read post]
1 May 2019, 7:31 am
About Lightyear Capital LLC Founded in 2000, Lightyear is a financial services-focused private equity firm based in New York. [read post]
26 Mar 2019, 1:20 pm
In 2017, one of the largest asset managers in the world, Blackstone’s GSO Capital Partners disclosed that it had taken out insurance on bonds issued by Hovnanian Enterprises Inc., essentially betting that the home builder would default on the debts, according to an article last summer in the Wall Street Journal. [read post]
20 Mar 2019, 10:00 am
” Not only is technology changing, but so are many other things in this world. [read post]
16 Mar 2019, 6:04 pm
This is what happened with a company called Compcoin LLC. [read post]
14 Mar 2019, 12:04 pm
., LLC v. [read post]
