Search for: "Norberg and Norberg"
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10 May 2021, 2:59 pm
Norberg’s departure is one aspect of a transitional period for the SEC Whistleblower Program. [read post]
23 Apr 2021, 2:06 pm
In addition to the departure of Norberg, Alex Oh was recently announced as the new Director of Enforcement. [read post]
16 Nov 2020, 12:37 pm
” The report begins with a message from Jane Norberg, the Chief of the OWB. [read post]
17 Nov 2011, 3:47 pm
But Norberg did not stop there. [read post]
30 Mar 2007, 9:58 pm
Of the deadline matter:Purdue spokeswoman Jeanne Norberg said Friday [March 30] that the university intends to provide all of the information requested by Miller's committee, which originally set a deadline of Friday but extended that until April 5 at Purdue's request.There are some issues with the Callahan story. [read post]
30 Sep 2020, 6:27 am
In a press release, Norberg said, “detailed analysis by outsiders of companies can have a significant impact on the enforcement of the federal securities laws. [read post]
5 Dec 2017, 6:56 pm
“Company insiders often have valuable information that can help the SEC halt an ongoing securities law violation and better protect investors,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
25 Feb 2009, 3:02 am
Among the notable features of the NCPs decision is the reference it makes to the recent report of the UN SRSG on the issue of Business and Human Rights (SRSG Report), about which Naomi Norberg and I have previously blogged here and here. [read post]
28 Aug 2007, 4:11 am
* The case was originally before Judge Norberg, who decided the original motions to dismiss and motion for leave to file the second amended complaint, and has since been transferred to Judge Kennelly who heard this motion. [read post]
30 Aug 2019, 11:02 am
Moreover, the misconduct occurred abroad, and without the whistleblower’s tip and assistance, the violations at issue would have been difficult to identify,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
29 Mar 2019, 7:25 am
In an announcement of the award, Jane Norberg, head of SEC’s whistleblower program, wrote that insiders can “be the source of ‘smoking gun’ evidence and indispensable assistance that strengthens the agency’s ability to protect investors and the capital markets. [read post]
1 Apr 2019, 2:47 pm
Jane Norberg from the SEC’s Office of the Whistleblower referred to the involved whistleblowers and others who lead the enforcement as the “source of smoking gun evidence and indispensable assistance. [read post]
4 Jan 2016, 9:53 am
Last week, an Illinois district court denied Shutterfly’s motion to dismiss (Norberg v. [read post]
31 Aug 2020, 9:00 pm
In a press release about a $3.8 million whistleblower reward, Jane Norberg, Chief of the SEC’s Office of the Whistleblower, detailed the program’s success: “Today’s award underscores the paramount role the SEC’s whistleblower program plays in safeguarding the Main Street investor. [read post]
3 Mar 2007, 11:21 am
Baylis, University of Pittsburgh School of Law Mata Hari: Professor Hari Osofsky, University of Oregon School of Law Anna Koransky: Naomi Norberg, PhD candidate in comparative law, Université de Paris 1 (Panthéon-Sorbonne) Nanny of the Windward Maroons: Professor Karen E. [read post]
5 Jun 2019, 11:24 am
Jane Norberg, Chief of the SEC’s Office of the Whistleblower, noted in announcing the award that “[T]he whistleblower was credited with the results of the company’s internal investigation, which were reported to the SEC by the company and led to the Commission’s resulting enforcement action and the related action. [read post]
2 Mar 2007, 4:16 pm
Baylis, University of Pittsburgh School of LawMata Hari: Professor Hari Osofsky, University of Oregon School of LawAnna Koransky: Naomi Norberg, PhD candidate in comparative law, Université de Paris 1 (Panthéon-Sorbonne)Nanny of the Windward Maroons: Professor Karen E. [read post]
24 Dec 2020, 7:21 am
Jane Norberg, the SEC’s Chief of the Office of the Whistleblower said “This award is an example of the important role that audit and compliance professionals can play in assisting the Commission’s enforcement efforts, especially when the entity is attempting to thwart an investigation. [read post]
1 Dec 2020, 9:50 am
” “The whistleblowers’ information led to multiple successful government actions related to a complex scheme involving several individuals and tens of millions of dollars in ill-gotten gains,” said Jane Norberg, Chief of the Office of the Whistleblower. [read post]
3 Mar 2007, 5:56 pm
Baylis (University of Pittsburgh School of Law), Hari Osofsky (University of Oregon School of Law), Naomi Norberg (PhD candidate in comparative law, Université de Paris I (Panthéon-Sorbonne)), Karen E. [read post]
