Search for: "OConnor" Results 141 - 160 of 426
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2 Mar 2018, 5:52 am by alysondrake
Today’s match-up is between Sandra Day O’Connor, the first woman Supreme Court Justice and Arabella Mansfield,  America’s first female lawyer. [read post]
26 Feb 2018, 8:07 pm by Idaho State Police
Payne failed to yield to oncoming traffic and collided with a 2009 Honda Accord, driven by James Oconnor, 35, of Twin Falls. [read post]
16 Feb 2018, 12:00 am
The market volatility of the first half of February of this year has seen small investors lose hundreds of millions of dollars in VIX ETF’s they should never have been invested in the first place. [read post]
15 Feb 2018, 4:00 pm by Brawn
The market volatility of the first half of February of this year has seen small investors lose hundreds of millions of dollars in VIX ETF’s they should never have been invested in the first place. [read post]
15 Feb 2018, 4:00 pm by Brawn
The market volatility of the first half of February of this year has seen small investors lose hundreds of millions of dollars in VIX ETF’s they should never have been invested in the first place. [read post]
8 Feb 2018, 12:00 am
New York State Investors who have purchased insurance contracts have been subject to unnecessary requirements imposed by replaced insurers on replacing insurers. [read post]
7 Feb 2018, 4:00 pm by Brawn
New York State Investors who have purchased insurance contracts have been subject to unnecessary requirements imposed by replaced insurers on replacing insurers. [read post]
7 Feb 2018, 4:00 pm by Brawn
New York State Investors who have purchased insurance contracts have been subject to unnecessary requirements imposed by replaced insurers on replacing insurers. [read post]
26 Jan 2018, 12:00 am
In an investment alert dated May 9, 2017, the SEC Office of Investor Education and Advocacy suggested steps for Adult Protective Services (APS) workers and others on how to assist and prevent senior victimization of investment fraud. [read post]
25 Jan 2018, 4:00 pm by Brawn
In an investment alert dated May 9, 2017, the SEC Office of Investor Education and Advocacy suggested steps for Adult Protective Services (APS) workers and others on how to assist and prevent senior victimization of investment fraud. [read post]
17 Jan 2018, 12:00 am
The recently enacted Fiduciary Rule requires that brokerage firms managing the accounts of IRA customers are required to adhere to a prudent man/prudent investor investing guidelines in order to project IRA accounts from unnecessary losses due to stock market volatility, downturns and risky investments. [read post]
16 Jan 2018, 4:00 pm by Brawn
The recently enacted Fiduciary Rule requires that brokerage firms managing the accounts of IRA customers are required to adhere to a prudent man/prudent investor investing guidelines in order to project IRA accounts from unnecessary losses due to stock market volatility, downturns and risky investments. [read post]
16 Jan 2018, 4:00 pm by Brawn
The recently enacted Fiduciary Rule requires that brokerage firms managing the accounts of IRA customers are required to adhere to a prudent man/prudent investor investing guidelines in order to project IRA accounts from unnecessary losses due to stock market volatility, downturns and risky investments. [read post]
18 Dec 2017, 4:37 am by EMMA FOUBISTER, MATRIX
On 6 December 2017, the Supreme Court unanimously allowed the appeal in O’Connor v Bar Standards Board [2017] UKSC 78. [read post]
6 Dec 2017, 2:14 am by Matrix Legal Support Service
On appeal from: [2016] EWCA Civ 775 This appeal considered whether, where a person claims that a prosecution has been brought in breach of her human rights, the time limit for bringing proceedings under the HRA 1998 runs from the date of her acquittal/conviction, or the date on which any appeals are granted. [read post]
30 Nov 2017, 12:00 am
In Regulatory Notice 17-32 , FINRA recently articulated the grave risks to investors regarding the sale of Exchange Traded Products. [read post]
29 Nov 2017, 12:00 am
The Financial Industry Regulatory Authority (FINRA) has fined Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC $3.4 Million as required restitution relative to unsuitable recommendations involving volatility-linked Exchange Traded Products (ETP’s) and related supervisory failures related to these investments. [read post]
17 Nov 2017, 12:00 am
In a recent Release, the SEC warned investors about fraudulent schemes involving Over-The-Counter (OTC) stocks. [read post]
24 Oct 2017, 12:00 am
In a recent Investor Alert, the Office of Investor Education and Advocacy of the Securities Exchange Commission issued warnings to investors about emerging ponzi schemes utilizing virtual currencies such as Bitcoin to raise money from unsuspecting investors. [read post]