Search for: "Office of the Comptroller of the Currency Compliance Management"
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11 Dec 2009, 11:38 am
Once a company becomes an identified financial company, heightened prudential standards can be imposed on it in order to mitigate risks to the financial system, including capital, liquidity and risk management requirements. [read post]
14 Nov 2009, 7:15 pm
 Sort of like Bernie Madoff going around telling fund managers what they need to do to remain in compliance with SEC regulations. [read post]
7 Nov 2009, 3:40 pm
There are some things that every single US citizen should know… Preface In 2003, the Office of the Comptroller of the Currency (“OCCâ€), proposed a regulation that would preempt essentially all state banking and financial services laws as applied to national banks and their operating subsidiaries. [read post]
4 Nov 2009, 7:20 am
Even as the bank lost money, it paid millions of dollars in dividends to its holding company, benefitting the family that owned the bank, according to a report by the inspector general at another of Washington's banking regulatory agencies, the Office of the Comptroller of the Currency. [read post]
10 Oct 2009, 2:45 am
ERISA Fidelity Bond Information Hedge fund managers who manages hedge funds which exceed the 25% ERISA threshold will need to purchase a fidelity bond. [read post]
14 Sep 2009, 7:24 am
The Office of the Comptroller of the Currency has hardly offered answers to national banks. [read post]
3 Sep 2009, 9:32 am
OCC Capital Letters The Office of the Comptroller of the Currency (the “OCC”) has been sending letters to national banks advising them that they must establish minimum capital levels under 12 U.S.C. [read post]
22 Jun 2009, 10:20 am
The National Bank Supervisor will assume the duties of the Office of the Comptroller of the Currency and the ongoing duties of the OTS. [read post]
24 Apr 2009, 3:04 am
BofA’s December 30 board minutes reflect that Bernanke was communicating about the deal to the Office of the Comptroller of the Currency, the FDIC, and the "incoming economic team of the new administration. [read post]
29 Sep 2008, 2:10 am
Establishes an Office of Financial Stability within the Treasury Department to implement the TARP in consultation with the Board of Governors of the Federal Reserve System, the FDIC, the Comptroller of the Currency, the Director of the Office of Thrift Supervision and the Secretary of Housing and Urban Development. [read post]
27 Jul 2008, 11:30 pm
Several years ago, the Office of the Comptroller of Currency recognized the role national banks could play in meeting the needs of the death care industry. [read post]
9 Jul 2007, 8:01 pm
Posted by Peter Mucklestone and Jim YoungThe Office of the Comptroller of the Currency (OCC) recently issued an Interpretive Letter (the “Letter”), which concludes that national banks have the authority under 12 U.S.C. [read post]
4 May 2007, 7:18 am
Comptroller of the Currency Eugene Ludwig, is not alone in testing the banking waters. [read post]
