Search for: "Officer Oxley"
Results 141 - 160
of 1,089
Sort by Relevance
|
Sort by Date
19 Aug 2019, 3:01 am
Cowle of the University of Arkansas, looked at 13 years of data from 885 local offices of 358 audit firms in the U.S., and found offices that reported material weaknesses in internal controls over financial reporting for one or more clients in the course of a year saw their average fee total in the following year grow by about 8 percent less than would have been the case had they issued none. [read post]
2 Aug 2019, 9:10 am
However, over the same time period, it has seen a 34% reduction in claims under Sarbanes-Oxley. [read post]
31 Jul 2019, 7:46 am
Likewise, even if the plaintiff has an Article III injury-in-fact, his bare assertion of illegal or ultra vires conduct by federal officers is insufficient to invoke the federal court's equitable jurisdiction. [read post]
12 Jun 2019, 6:00 am
Pandya, co-founder and chief financial officer at Infinnium. [read post]
13 May 2019, 8:00 am
Hahn also raised concerns about compliance with the auditor attestation requirement of Section 402(b) under Sarbanes-Oxley. [read post]
12 May 2019, 8:36 am
Thank you to the staff of the Divisions of Corporation Finance, Investment Management, and Economic and Risk Analysis and the Offices of General Counsel and Chief Accountant for your hard work on this proposal. [read post]
18 Apr 2019, 5:00 am
” If law-firm ownership rules are altered in this way, the Big Four accounting firms could open law offices in the affected states or take other steps that would allow them to expand their services into the legal arena while continuing to conform to the Sarbanes-Oxley Act. [read post]
18 Mar 2019, 8:35 am
Lee Martin, the Director of the IRS’ Whistleblower Office, highlighted recent enhancements in the IRS’s whistleblower program, including providing whistleblowers with information about their pending claims earlier by means of Preliminary Reward Recommendation Letters (PARLS). [read post]
13 Mar 2019, 11:58 am
From CNN Brent Oxley, an Immigration and Customs Enforcement deportation officer in Little Rock, Arkansas, was happy in his work, which he says "gave me the feeling that I was helping protect my country. [read post]
30 Jan 2019, 2:54 pm
Judge Thrash also found the Sarbanes Oxley internal control certifications to be inactionable, as the certifications related only to the company’s internal controls over financial reporting, not as to controls over data security. [read post]
17 Jan 2019, 9:15 am
An older law, the 2002 Sarbanes-Oxley Act, provides certain protections but also nets significantly less money than those pursuing whistleblowing under Dodd-Frank. [read post]
3 Dec 2018, 5:00 am
In June, the Supreme Court agreed with Lucia that SEC ALJs are inferior officers of the United States and, thus, must be appointed in conformance with the Appointments Clause of the U.S. [read post]
25 Nov 2018, 9:01 pm
The Sarbanes-Oxley Act of 2002 (SOX) prohibits issuers from retaliating against whistleblowers. [read post]
29 Sep 2018, 7:32 pm
See, section 308(a) of the Sarbanes-Oxley Act gives the SEC authority to use civil penalties to create a fund to benefit victims of the securities law violation. [read post]
27 Sep 2018, 5:09 am
Instead he took me into a small office and molested me. [read post]
4 Jul 2018, 6:54 am
In addition, SRCs that are not “accelerated filers” (companies that must file their Exchange Act reports on an accelerated basis) need not provide an audit attestation of management’s assessment of internal controls, required by the Sarbanes-Oxley Act. [read post]
29 Jun 2018, 10:20 am
Office of Special Counsel, Congress, and other agencies to address the allegations appropriately. [read post]
29 Jun 2018, 10:20 am
Office of Special Counsel, Congress, and other agencies to address the allegations appropriately. [read post]
21 Jun 2018, 8:24 am
Going through periods of activism, gradual transition, and stagnation, the process intensified with the enactment of the Sarbanes-Oxley and Dodd-Frank Acts. [read post]
20 Jun 2018, 9:30 pm
Most notably, the economy grew 2.3 percent during his first year in office and unemployment has dropped to 3.8 percent, the lowest in 18 years. [read post]
