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7 Jun 2023, 9:01 pm
ENDNOTES [1] See Securities and Exchange Commission, “Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act” (April 11, 2023), available at https://www.sec.gov/securities-topics/dodd-frank-act. [read post]
7 Jun 2023, 7:30 am
But part of it was also likely a reflection of the power of the status quo and the growing influence of a renewables industry that is increasingly dependent upon large financial institutions and large multinational corporations—another iteration of what Daniela Gabor refers to as the Wall Street Consensus. [read post]
31 May 2023, 9:47 am
The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act created the U.S. [read post]
30 May 2023, 5:55 am
Wall Street Journal Europe (2006): In this case, Saudi Arabian businessman Sheikh Khalid Bin Mahfouz sued the Wall Street Journal Europe for libel. [read post]
27 May 2023, 9:05 pm
Serving as an SEC Commissioner for five years, Paredes helped the Commission navigate the Great Recession of 2008 and oversee the implementation of the landmark Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
25 May 2023, 9:01 pm
”[8] Registered investment funds have grown to more than $30 trillion, with more than 16,000 funds.[9]More than half of American households and more than 120 million individual Americans own registered funds.[10] When I started on Wall Street, it was less than 6 percent of households.[11] There have been significant innovations over the decades. [read post]
23 May 2023, 3:09 am
Clarence Leong and Micah Maidenberg report for the Wall Street Journal. [read post]
16 May 2023, 10:48 am
There is a lot of one to one human interaction with colleagues to say how would you handle this situation and with the ability to ask contextual follow ups? [read post]
14 May 2023, 7:07 pm
(Lingling Wei, "China Ratchets Up Pressure Campaign on Foreign Firms," Wall Street Journal 28 April 2023, p. [read post]
10 May 2023, 12:55 pm
Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 established new and enhanced protections for retail investors in the areas of the regulation of financial products and corporate disclosure. [read post]
9 May 2023, 3:30 am
Here’s an excerpt from Lawrence’s blog: One slight surprise might be new interplay between the EU Corporate Sustainability Reporting Directive (CSRD) and SEC’s proposal. [read post]
8 May 2023, 10:51 am
(Eaglesham, Wall Street Journal). [read post]
7 May 2023, 11:14 am
He was only entombed in the Sevilla Cathedral after his corporal remains had moved between Spain, the Dominican Republic, and Cuba. [read post]
6 May 2023, 2:49 pm
There is a Wall Street aphorism that retail money is dumb money. [read post]
4 May 2023, 9:05 pm
Attorney General William Barr stated in the Wall Street Journal that the belief that ESG factors are material to profitability “appears to rest more on hope than fact. [read post]
4 May 2023, 5:31 am
Perhaps the easiest way for corporate CISOs to get started is by educating company government affairs staff. [read post]
3 May 2023, 11:43 am
Even the Wall Street Journal notes this anomaly. [read post]
3 May 2023, 11:43 am
Even the Wall Street Journal notes this anomaly. [read post]
2 May 2023, 9:01 pm
It’s said that he modeled it on Phoenician sea captains who took the same in profits.[9] By my time on Wall Street, this had led to the traditional “2 and 20” model. [read post]
1 May 2023, 9:05 pm
sh=2c1de6235b17 [2] Bethany McLean, The Backstory Behind That ‘Fearless Girl’ Statue on Wall Street, The Atlantic (Mar. 13, 2017), https://www.theatlantic.com/business/archive/2017/03/fearless-girl-wall-street/519393/ [3] See Todd A. [read post]
