Search for: "Ontario Securities Commission"
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20 May 2011, 12:20 pm
The Ontario Securities Commission released a staff notice last week discussing its recent review of issuer compliance with section 4.3(3) of NI 51-102 Continuous Disclosure Obligations. [read post]
1 Apr 2011, 1:35 pm
The Ontario Securities Commission published a staff notice today to advise of procedural changes relating to the review of personal information forms (PIFs) in connection with prospectus offerings. [read post]
14 May 2010, 1:55 pm
The Ontario Securities Commission (OSC) today released OSC Staff Notice 81-710, setting out the views of OSC Staff regarding the circumstances in which staff may view a change of control of the manager of a mutual fund to effectively be a change in the manager requring securityholder approval. [read post]
25 Sep 2009, 3:21 pm
The Toronto Stock Exchange (TSX) announced today that the Ontario Securities Commission has approved amendments to Part VI of the TSX Company Manual respecting the acquisition of public companies. [read post]
17 Sep 2010, 9:37 am
This means that the limited partnership has to register with the Ontario Securities Commission. [read post]
7 Sep 2021, 9:29 am
The Ontario Securities Commission (OSC) has recently released a Staff Notice, OSC Staff Notice 15-707 Enforcement Branch Enforcement Investigation Guidance, which provides guidance on how individuals and companies involved in OSC assessments and investigations should conduct themselves [1]. [read post]
7 Sep 2021, 9:29 am
The Ontario Securities Commission (OSC) has recently released a Staff Notice, OSC Staff Notice 15-707 Enforcement Branch Enforcement Investigation Guidance, which provides guidance on how individuals and companies involved in OSC assessments and investigations should conduct themselves [1]. [read post]
29 Jun 2023, 4:00 am
They promote the efficient production and distribution of goods and services by securing two essential prerequisites of market economies: security of property rights and enforcement of contracts. [read post]
6 May 2021, 6:30 am
In it, she considers whether an employment agreement’s confidentiality clause sufficiently shields an employee from testifying about his or her employer in an investigation by the Ontario Securities Commission. [read post]
4 Mar 2021, 9:49 am
The post Ontario Courts Address Impact of COVID-19 Pandemic and CERB Benefits on Wrongful Dismissal Claims appeared first on Peter A. [read post]
4 Mar 2021, 9:49 am
The post Ontario Courts Address Impact of COVID-19 Pandemic and CERB Benefits on Wrongful Dismissal Claims appeared first on Peter A. [read post]
29 Apr 2010, 7:36 am
This confirms recent statements by Barbara Hall, Chief Commissioner of the Ontario Human Rights Commission. [read post]
27 Feb 2017, 7:18 am
The FCA and Ontario Securities Commission (OSC) have signed a co-operation agreement that allows the authorities to refer to one another innovative businesses seeking to enter the other’s market. [read post]
14 Nov 2006, 9:44 am
Setting aside votes excluded by the Ontario Securities Commission, about 61.5 percent of those who cast votes rejected the 892 million Canadian dollar ($782.5 million) offer, dealing a [...] [read post]
2 Apr 2011, 1:07 pm
The unfounded fear that whistleblower programs hurt internal compliance and disclosure programs now is being raised in Canada following an announcement by the Ontario Securities Commission that it is considering implementing a whistleblower program. [read post]
13 Aug 2010, 7:45 am
The two, Ronald and Reynold Mainse, aren't accused of fraud, but the government of Ontario says they broke trading rules by failing to register before promoting two investment schemes to dozens of their friends and receiving over $250,000 (U.S) in commissions. [read post]
7 Dec 2014, 3:10 pm
” Australian Law Reform Commission Report on Equality, Capacity and Disability in Commonwealth Laws: the report examines how the law treats people with disabilities in areas including employment, health, social security, banking, insurance, restrictive practices, access to justice, aged care, and anti-discrimination. [read post]
24 Oct 2017, 7:29 am
(Impak) by the Autorité des marchés financiers’ and the Ontario Securities Commission. [read post]
24 Oct 2017, 7:29 am
(Impak) by the Autorité des marchés financiers’ and the Ontario Securities Commission. [read post]
26 Nov 2010, 12:00 pm
Earlier this week, the Ontario Securities Commission published an online guide to assist issuers in preparing their first IFRS interim financial report. [read post]
