Search for: "Oxley, in Re"
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24 Jul 2008, 3:07 am
It is also clear that SEC regulations, especially Sarbanes Oxley, are totally worthless in preventing or detecting fraud. [read post]
22 Jan 2011, 10:27 am
Hints: Sarbanes-Oxley, EPA, OSHA, roving packs of feral lawyers (no offense), ever lousier schools, an ever more uncertain tax regime… And we’re shocked – shocked, I say – that structural unemployment here is rising to European levels. [read post]
26 Nov 2007, 9:00 am
"We're at the point of overkill," she notes, adding that regulation has changed the message her companies hear from investment banks. [read post]
2 May 2011, 6:54 am
“Dodd-Frank is Sarbanes-Oxley on steroids. [read post]
6 Jul 2022, 6:21 am
Sarbanes-Oxley After major financial scandals, including the fall of Enron in 2001, Tyco International, and WorldCom, Congress passed the Sarbanes-Oxley Act of 2002 (SOX). [read post]
23 Apr 2012, 12:06 pm
And yet they’re all gone today. [read post]
7 Oct 2021, 9:07 am
You may be wondering if you would be subject to retaliation, or perhaps you’re thinking about the upside—the minimum award you could win. [read post]
4 Aug 2010, 4:46 am
But perhaps they won't since many of us are looking for them - and if they're found, they aren't "sleepers" by definition, right? [read post]
12 May 2008, 3:27 am
The right to set accounting principles was also removed from the AICPA by the Sarbanes-Oxley Act: it required the SEC to appoint a single accounting standard setter for the establishment of accounting standards. [read post]
28 Nov 2017, 11:58 am
The Genberg case deals with the definition of reasonable belief under the Sarbanes-Oxley Act (SOX). [read post]
1 Feb 2016, 4:05 am
Pol'y 87 (2015)).John George Archer, This SOX: Combating Public Charity Fraud with Sarbanes-Oxley, (January 20, 2016). [read post]
25 Aug 2017, 6:35 am
At a minimum, it urged the SEC to raise the thresholds for when a proposal can be re-submitted. [read post]
3 Jun 2020, 6:56 pm
"We’re darn lucky we were not in this 10 years ago," according to Clayton. [read post]
20 Nov 2012, 11:04 am
If you're working in an area of law, you can download the statutes you refer to most often. [read post]
6 Dec 2010, 3:46 am
If you're having troubles, please shoot me an email and let me know and I can help you. [read post]
3 Feb 2012, 5:30 am
Not if you’re in the private sector. [read post]
29 Jul 2007, 8:14 pm
"The problem is, if you're not careful, both sides get in bed with each other. [read post]
25 Aug 2016, 3:00 am
Broc & I first connected back in 2003, when he invited me to join his advisory board after I gave a presentation on some obscure aspect of Sarbanes-Oxley at an ABA meeting. [read post]
8 Sep 2023, 12:37 pm
A list of all petitions we’re watching is available here. [read post]
21 May 2013, 7:18 am
Break out the Sarbanes-Oxley treatise: The grant in “one-time” relist Lawson v. [read post]