Search for: "PRINCIPAL INVESTORS CORPORATION" Results 141 - 160 of 1,745
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24 Aug 2022, 5:38 am by Alan Rosca
Such allegations were made in a recently-filed class action complaints against Enochian and certain of its principals. [read post]
21 May 2021, 3:23 am
Investors (SEC Release)Justice Department Requires Divestitures in Huntington Bancshares Incorporated’s Acquisition of TCF Financial Corporation / Thirteen Branches in Michigan will be Divested — Ensuring Bank Customers Have Access to Competitively Priced Products and Services (DOJ Release)Tampa Man Sentenced To Prison For Manufacturing Counterfeit Federal Reserve Notes While On Federal Supervised Release (DOJ Release)Farmington Woman Admits Stealing $103K from Bank… [read post]
6 Feb 2024, 9:05 pm by renholding
Managers have strong incentives to present a favorable image of their companies to investors, analysts, and the public, raising concerns about the credibility of voluntary disclosures. [read post]
26 Oct 2015, 7:25 am
In July 2011, we co-chaired a committee on the disclosure of corporate political spending and served as the principal draftsmen of the rulemaking petition that the committee submitted. [read post]
11 Apr 2017, 3:01 pm
CSR has also become a tool for investors, to mitigate emerging social, environmental and governance risks and to identify opportunities for aligning financial performance with social, environmental and governance (ESG) performance. [read post]
28 Jun 2018, 8:43 am by Forrest G. Read IV
It also requires such trade to be principally between the U.S. and the treaty country which qualifies the treaty trader for E-1 status. [read post]
("Trigon"), a Nevada corporation, raised at least $40 million as part of a Ponzi scheme that has defrauded at least 55 investors. [read post]
23 Mar 2022, 1:25 pm by Kevin LaCroix
Individual Clientele: Decisions with respect to terminating mainstream corporate operations are likely to be different than those with respect to terminating significant corporate relationships with individuals and families, such as investors, personal service clients and individual business owners. [read post]
24 Feb 2013, 12:47 pm by Larry Catá Backer
Lastly, it appears to point to an evolution to the role of the state from the principal source of standards and enforcer of law to a vehicle for the implementation of international standards  in which enforcement power is left to global market actors--principally consumers and investors function of the decisions of global actors. [read post]
24 Feb 2013, 12:42 pm by Larry Catá Backer
Lastly, it appears to point to an evolution to the role of the state from the principal source of standards and enforcer of law to a vehicle for the implementation of international standards  in which enforcement power is left to global market actors--principally consumers and investors function of the decisions of global actors. [read post]
24 Feb 2013, 12:52 pm by Larry Catá Backer
Lastly, it appears to point to an evolution to the role of the state from the principal source of standards and enforcer of law to a vehicle for the implementation of international standards  in which enforcement power is left to global market actors--principally consumers and investors function of the decisions of global actors. [read post]
24 Feb 2013, 12:57 pm by Larry Catá Backer
Lastly, it appears to point to an evolution to the role of the state from the principal source of standards and enforcer of law to a vehicle for the implementation of international standards  in which enforcement power is left to global market actors--principally consumers and investors function of the decisions of global actors. [read post]
26 Dec 2015, 8:12 pm by Sabrina I. Pacifici
Posted by Jon Eisenberg, K&L Gates LLP, December 26, 2015 – Harvard Law School Forum on Corporate Governance and Financial Regulation: “In its 2015 Financial Report, the SEC repeated its view that one of the two principal purposes of the Securities Act of 1933 and the Securities Exchange Act of 1934 is to ensure that “people who sell and trade securities—brokers, dealers and exchanges—must treat investors fairly and honestly, putting… [read post]
24 Mar 2016, 9:40 am by Mark Astarita
"Early redemption of shares is often very limited, and fees associated with the sale of these products can be high and erode total return.The periodic distributions that help make these products so appealing can, in some cases, be heavily subsidized by borrowed funds and include a return of investor principal. [read post]
20 Feb 2009, 7:40 am
Page Perry's attorneys are actively involved in representing institutional and corporate investors in auction-rate securities cases. [read post]