Search for: "People v. Dodd" Results 141 - 160 of 259
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26 May 2015, 7:42 am
  In Mills, the plaintiff claimed that, due to a variant gene (“CYP”), she could not metabolize the defendant’s drug as well as most other people. [read post]
2 May 2011, 8:12 am by Kara OBrien
Update on Dodd-Frank Investment Adviser Registration Requirements Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), which became law on July 21, 2010, repealed effective July 21, 2011, the private advisor exemption from registration as an investment adviser under the Investment Advisers Act of 1940 (Advisers Act). [read post]
26 Jun 2017, 4:17 pm by Amy Howe
The justices declined to take up the case of Peruta v. [read post]
31 Dec 2014, 2:35 pm by James Fox
  With the help of Rebecca Zietlow, we were able to assemble a great New Voices panel that includes Deborah Dinner, Lynda Dodd, and Mary Ziegler. [read post]
14 Oct 2011, 9:23 am by Paul H. Rubin
A few mentions of Sarbanes-Oxley and Dodd-Frank, but mostly the role of regulation was ignored. [read post]
20 May 2008, 10:02 am
  When selling a public good, however, it is best to acknowledge your allegiance to "the people. [read post]
5 Nov 2019, 7:07 am by John Jascob
It notes that the Kraft matter was the first litigated case brought by the CFTC under Section 6(c)(1) of the Commodity Exchange Act (CEA), as amended by the Dodd-Frank Act and implementing Commission Rule 180.1.   The Kraft case took on heightened importance following the CFTC’s loss in another market manipulation case, CFTC v. [read post]
24 Apr 2023, 9:01 pm by renholding
Nevertheless, the Policy Statement will be published in the Federal Register, and comments may be submitted until July 3, 2023.[5] BACKGROUND The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”)[6] makes it unlawful for any covered person or service provider to engage in any unfair, deceptive, or abusive act or practice.[7] The Dodd-Frank Act also provides the CFPB with rulemaking authority to define and prevent unfair,… [read post]
16 Mar 2017, 3:00 am by John Jenkins
Whistleblowers: 9th Circuit Says Dodd-Frank Protects Internal Reporters This Perkins Coie memo reviews the 9th Circuit’s recent decision in Somers v. [read post]
2 May 2012, 8:19 am by Doug Cornelius
Have the people available to talk with the SEC examiners. [read post]