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11 Apr 2023, 8:52 am
City of Oakland, et al (Athletics Investment Group, et al, Real Parties in Interest) (2023) ___ Cal.App.5th ___. [read post]
11 Apr 2023, 2:10 am
This could result in higher borrowing costs, as well as potential losses on the investment. [read post]
5 Apr 2023, 12:36 pm
Nevertheless, Davis recommended the extensive use of margin in his customers’ accounts to leverage additional buying power while charging commissions on both buy and sell transactions. [read post]
3 Apr 2023, 9:10 am
Employment is changing – who is working, where we’re working, employee demands/power. [read post]
31 Mar 2023, 11:36 am
In a discretionary account, the broker has the power to make trades and investment decisions on behalf of the client without prior authorization. [read post]
30 Mar 2023, 8:48 am
The White Law Group has represented hundreds of investors that have lost money in alternative investments (investments like Griffin Realty Trust, FS Energy & Power Fund, GWG L Bonds, GPB Capital offerings, KBS REITs, American Finance Trust, Healthcare Trust, Inc. and Atlas offerings, just to name a few). [read post]
30 Mar 2023, 6:52 am
Both FINRA and the SEC have enforcement powers to investigate and discipline individuals or firms who violate their rules and regulations regarding breach of fiduciary duty. [read post]
29 Mar 2023, 11:20 am
The regulator also has the power to discipline brokers and firms for securities violations with a FINRA AWC. [read post]
28 Mar 2023, 12:15 pm
Did You Invest With Todd Seymour? [read post]
27 Mar 2023, 9:01 pm
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
27 Mar 2023, 9:06 am
Trading “on margin” not only increases your purchasing power and potential profits, but also your risk and downside. [read post]
19 Mar 2023, 2:12 am
It is fully within your power to negotiate more favorable terms as a condition of taking on a minority owner role. [read post]
18 Mar 2023, 8:08 am
And our powers of self-correction are [read post]
7 Mar 2023, 2:57 pm
I’m thrilled to be utilizing it and offering a competitive option to my clients,” said Dara Tarkowski, Founder and Managing Partner of Actuate Law and Chief Innovation Strategist of Quointec, LLC Single-Tenant Cloud Architecture Merlin is able to offer Cloud Utility Pricing because each Sherlock site runs in its own secure environment. [read post]
6 Mar 2023, 1:37 pm
Disrupt & Dismantle Threat Actors Pillar 2 discussed the commitment to use “all instruments of national power to disrupt and dismantle threat actors whose actions threaten our interests,” focusing on heading off “sustained cyber-enabled campaigns that would threaten the national security or public safety of the United States. [read post]
2 Mar 2023, 9:03 am
Become a Thought Leader “Being an author is a powerful marketing tool. [read post]
1 Mar 2023, 9:58 am
LLC, (Fed. [read post]
1 Mar 2023, 7:55 am
Mining, like coal or gold mining, is the use of large computers with a lot of electric power to mine or generate coins. [read post]
28 Feb 2023, 7:41 am
Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Carl Birkelbach Birkelbach Investment Securities, Inc. [read post]
28 Feb 2023, 7:11 am
While a bar from the securities industry can be a powerful piece of evidence for investors pursuing FINRA arbitration claims against their advisors and/or their brokerage firms, investors should work with experienced securities and investment fraud attorneys to help maximize their recovery. [read post]
