Search for: "Prudential Bank "
Results 141 - 160
of 1,561
Sort by Relevance
|
Sort by Date
23 May 2023, 9:07 am
On 23 May 2023, the European Central Bank (ECB) published a guide on qualifying holding procedures. [read post]
17 May 2023, 12:26 pm
On 17 May 2023, the Prudential Regulation Authority (PRA) published Policy Statement PS6/23, ‘Model risk management principles for banks’, which contains a new supervisory statement (SS1/23) on the topic, as well as the PRA’s feedback to responses to its earlier consultation CP6/22. [read post]
17 May 2023, 12:18 pm
Mr Alder notes that NBFI is shorthand for much of the diverse and often complex investment and funding markets which are not covered by the prudential regulatory frameworks applicable to banks. [read post]
17 May 2023, 12:15 pm
On 16 May 2023, the Prudential Regulation Authority (PRA) published a speech given by Rebecca Jackson at the Association of Foreign Banks Mansion House lunch, in which she discusses a step change in how the PRA uses supervisory and firm data. [read post]
16 May 2023, 10:42 pm
Meanwhile, APRA provided a revised timeline on the implementation of new prudential standards in the banking, insurance and superannuation industries. [read post]
15 May 2023, 11:29 am
Did You Invest With First Republic Bank? [read post]
15 May 2023, 9:15 am
On 12 May 2023, the European Banking Authority (EBA) issued a final report containing draft regulatory technical standards (RTS) on the scope and methods for consolidation of an investment firm group under the Investment Firms Regulation (IFR). [read post]
13 May 2023, 7:59 am
Bank National Association v. [read post]
4 May 2023, 9:28 am
On 4 May 2023, the Bank of England (BoE) published Consultation Paper 9/23 ‘The Bank of England’s approach to enforcement: proposed changes and clarifications’ (CP9/23). [read post]
3 May 2023, 7:28 pm
The capital shortfall is taken as the capital reserves the financial firm needs to hold to meet prudential capital requirements. [read post]
2 May 2023, 9:28 am
On 2 May 2023, the Prudential Regulation Authority (PRA) published its 2023/24 Business Plan. [read post]
2 May 2023, 7:21 am
On 13 April 2023, the Prudential Regulation Authority (PRA) fined the former Chief Information Officer (CIO) of TSB Bank plc (TSB), Carlos Abarca, £81,620 for failing to take reasonable steps to ensure that TSB adequately managed and supervised appropriately its outsourcing arrangements in relation to its 2018 IT migration programme in breach of PRA Senior Manager Conduct Rule 2 (SMCR 2). [read post]
28 Apr 2023, 6:52 am
Furthermore, the ECB welcomes the proposed steps to enhance the safety and resilience of EU central clearing by strengthening cooperation among authorities and, in view of evolving risks, updating prudential requirements for CCPs and bank exposures. [read post]
19 Apr 2023, 8:40 am
The SSM was established in November 2014 as a key first step towards EU Banking Union to ensure high-quality supervision of credit institutions in the EU, implement the EU’s policy on prudential supervision of credit institutions in a logical and effective manner, and to apply the single rulebook consistently. [read post]
13 Apr 2023, 10:51 pm
Like its predecessors, the bill aims to increase the statutory accountability framework imposed by the Banking Executive Accountability Regime (BEAR) to all entities that are regulated by APRA. [read post]
13 Apr 2023, 5:45 am
The letter notes that, while the financial reforms put in place following the 2008 Global Financial Crisis have assisted in making the banking sector as a whole better able to absorb adverse shocks, the speed of the recent developments, the precise nature of the vulnerabilities that crystallised and the associated market reactions provide important lessons for financial authorities, including for bank prudential and resolution frameworks. [read post]
11 Apr 2023, 7:06 am
On 11 April 2023, the Bank of England (BoE), the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) issued a third party survey to aid analysis into the costs and benefits of a potential critical third party regime in the UK. [read post]
3 Apr 2023, 10:08 am
DP1/22 DP1/22 noted that the UK’s prudential framework is calibrated to ensure that banks have sufficient liquidity to continue their activities through severe stresses. [read post]
29 Mar 2023, 7:47 am
On 29 March 2023, the Bank of England (BoE) and the Prudential Regulation Authority (PRA) published the thematic findings from the 2022 cyber stress test (CST22). [read post]
28 Mar 2023, 5:55 am
The events surrounding SVBUK are likely to renew the focus of the PRA on prudential requirements and recovery and resolution planning at UK banks. [read post]
