Search for: "Reliance Financial Corporation" Results 141 - 160 of 1,471
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21 Oct 2022, 11:18 am by Eugene Volokh
The defendants' "reliance on these many independent sources, alone, … defeat[s] any claim of actual malice. [read post]
23 Jan 2012, 8:34 am by bvertz
A recent decision of the Tax Court in an estate taxation case contains an excellent summary of those principles, as well as the latest thinking on a variety of hot valuation topics, including normalization of financial statement, tax-affecting of Subchapter “S” corporations, and valuation discounts. [read post]
ASIC calls time on disclosure reliance On 14 October 2019, ASIC released joint Report 632 with the Dutch Authority for Financial Markets (AFM) assessing the effectiveness of disclosure for financial products on consumer outcomes. [read post]
15 Jun 2009, 9:30 am
The rule explains that corporate financial statements are considered issued when they are widely distributed to shareholders and other financial statement users for  "general use and reliance" in a form and format that complies with GAAP. [read post]
1 Oct 2010, 7:54 am by Kara OBrien
In the wake of the fallout from the financial crisis, pressure is mounting for further corporate governance reform. [read post]
14 Aug 2008, 12:15 pm
  According to the draft platform: Reforming Financial Regulation and Corporate Governance. [read post]
24 Jan 2014, 12:57 am by Kevin LaCroix
In many jurisdictions, corporate officials sued for their actions undertaken in their corporate capacity may be able to defend themselves in reliance on the “business judgment rule. [read post]
15 Feb 2011, 4:11 am by Broc Romanek
Contingencies: Corp Fin Chief Accountant Warns Against Over-Reliance on ABA Treaty Here is news from Willkie Farr's Michael Young (repeated from this memo): At a recent New York Bar Association conference, the Chief Accountant of the SEC's Division of Corporation Finance, Wayne Carnall, warned against over-reliance on the so-called ABA-auditor "treaty" in reporting litigation contingencies on financial statements. [read post]
21 Jan 2013, 9:30 pm by Aaron Ellias
The 2008 financial meltdown left policymakers searching for avenues to tighten the screws on corporate fraud to avoid the recurrence of such a crisis. [read post]
3 Jul 2014, 7:22 am
  The process covers the corporate governance framework and practices relating to corporate risk management of the 26 jurisdictions that participate in the OECD Corporate Governance Committee. [read post]
9 Dec 2015, 1:02 pm by Jason M. Halper
  In the lower court, Vice Chancellor Laster found a seller’s financial advisor (the “Financial Advisor”) liable in the amount of $76 million for aiding and abetting the Rural/Metro Corporation board’s breaches of fiduciary duty in connection with the company’s sale to private equity firm Warburg Pincus LLC. [read post]
12 Jul 2010, 11:23 am by James Hamilton
Further, the fact that the document was generated during the firm’s annual audit of the company’s financial statements did not defeat the privilege since a document can be protected work product even when it serves multiple purposes so long as it was prepared because of the prospect of litigation.Even more, the panel said that the government’s reliance on the Arthur Young ruling was misplaced. [read post]
20 Sep 2022, 1:44 pm by Kevin LaCroix
As the law firm memo details, the potential litigation that could be filed in reliance on the disclosure guidelines includes securities claims made in reliance on the federal securities laws and shareholder derivative lawsuits filed in reliance on state common law. [read post]
4 Oct 2020, 12:46 pm by Staff Attorney
The attorneys at Gana Weinstein LLP are investigating BrokerCheck reports that financial advisor Mark Cline (Cline), currently employed by National Securities Corporation (National Securities) has been subject to at least 12 customer complaints and one criminal matter during the course of his career. [read post]
27 Sep 2020, 4:05 pm by Peter S. Lubin and Patrick Austermuehle
The panel then noted that an individual that controls a corporation owes a fiduciary duty to the corporation and its shareholders. [read post]
23 Jun 2016, 1:06 pm by Xandra Kramer
Transnational corporations (“TNCs”) have frequently been involved in various forms of corporate wrongdoing in many parts of the world. [read post]
16 Nov 2009, 2:00 am by Peter A. Mahler
Justice Demarest also rejected respondents' reliance on an appellate court precedent, Matter of Balk (125 West 92nd Street Corp.), 24 AD3d 194 (1st Dept 2006) (read here), which affirmed a trial court's valuation of a 30.75% stock interest in a four-apartment Manhattan co-op corporation (read here). [read post]
23 May 2013, 9:42 am
A low fiscal burden, coupled with high cash deposits and generous policies for rewarding share holders, may improve a company's financial stability in the short term. [read post]