Search for: "Rosens, Inc." Results 141 - 160 of 706
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13 Apr 2021, 6:26 am by Staff Attorney
He was registered at Paragon Capital Markets, Coleman & Company Securities, Inc., Drake & Company, Inc., Kirlin Securities, Inc., Valley Forge Securities, Inc., and Bishop, Rosen & Co., Inc. [read post]
2 Apr 2021, 5:59 am
Kacperczyk (Imperial College London), on Tuesday, March 30, 2021 Tags: Climate change, Corporate Social Responsibility, Disclosure, Environmental disclosure, ESG, International governance, Signaling, Sustainability Revisiting the SEC Approach to Financial Penalties Posted by Cydney Posner, Cooley LLP, on Wednesday, March 31, 2021 Tags: Investor protection, SEC, SEC enforcement, Securities enforcement, Securities fraud … [read post]
23 Mar 2021, 6:24 am by John Jascob
By Brad Rosen, J.D.At 4:46 pm this past Friday afternoon, the CFTC issued an order filing and settling charges against Coinbase Inc., a digital asset exchange operator, finding reckless false, misleading, or inaccurate reporting as well as wash trading by a former employee in the cash cryptocurrency markets. [read post]
19 Mar 2021, 6:08 am
Norwitz, and William Savitt, Wachtell, Lipton, Rosen & Katz, on Sunday, March 14, 2021 Tags: Delaware cases, Delaware law, Institutional Investors, Poison pills, Shareholder activism, Takeover defenses Transparency and the Future of Corporate Political Spending Posted by Caroline Crenshaw (U.S. [read post]
12 Mar 2021, 5:59 am
Carlin, Wachtell, Lipton, Rosen & Katz, on Wednesday, March 10, 2021 Tags: Disclosure, Inside information, Insider trading, Regulation FD, SEC, SEC enforcement, Securities enforcement, Securities regulation Board Practices Quarterly: 2021 Boardroom Agenda Posted by Natalie Cooper (Deloitte LLP), Robert Lamm (Deloitte LLP), and Randi Morrison (Society for Corporate Governance), on Wednesday, March 10, 2021 Tags: Boards of… [read post]
7 Mar 2021, 10:22 am by Kevin LaCroix
This lawsuit, like the lawsuit filed against the Mircron Technology board filed in February, was filed by a different plaintiffs’ firm (The Rosen Law Firm), acting through local counsel. [read post]
5 Mar 2021, 6:03 am
(Wachtell, Lipton, Rosen & Katz and Harvard Law School), on Thursday, March 4, 2021 Tags: Compliance & ethics, Corporate purpose, Delaware articles, Diversity, ESG, Shareholder primacy, Stakeholders [read post]
19 Feb 2021, 5:43 am
Beskin, Wachtell, Lipton, Rosen & Katz LLP, on Monday, February 15, 2021 Tags: Compensation disclosure, COVID-19, Executive Compensation, Glass Lewis, Incentives, Institutional Investors, ISS, Pay for performance, Proxy advisors, Say on pay, SEC, Securities regulation How We Evaluate Shareholder Proposals Posted by John Galloway, Vanguard, Inc., on Monday, February 15, 2021 Tags: Asset… [read post]
12 Feb 2021, 5:57 am
McDermott, Skadden, Arps, Slate, Meagher & Flom LLP, on Tuesday, February 9, 2021 Tags: Bankruptcy, Corporate debt, COVID-19, Credit supply, Distressed companies, Restructurings ESG: The S Is Not for Short Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Tuesday, February 9, 2021 Tags: Capital markets, Derivatives, ESG, GameStop, Hedge funds, Market reaction, Retail investors, Short… [read post]
5 Feb 2021, 6:01 am
Lu, Wachtell, Lipton, Rosen & Katz, on Saturday, January 30, 2021 Tags: Boards of Directors, Climate change, Diversity, Environmental disclosure, ESG, Human capital, Stakeholders, Sustainability Letter to CEOs Posted by Larry Fink, BlackRock, Inc., on Saturday, January 30, 2021 Tags: Asset management, BlackRock, Climate change, Corporate purpose, COVID-19, Diversity, ESG, Index… [read post]
5 Feb 2021, 3:07 am by Andrew Lavoott Bluestone
“On a motion to dismiss for failure to state a cause of action under CPLR 3211(a)(7), ‘[w]e accept the facts as alleged in the complaint as true, accord plaintiff[ ] the benefit of every possible favorable inference, and determine only whether the facts as alleged fit within any cognizable legal theory'” (Connaughton v Chipotle Mexican Grill, Inc., 29 NY3d 137, 141, quoting Leon v Martinez, 84 NY2d at 87-88). [read post]
22 Jan 2021, 5:54 am
Sobolewski, Wachtell, Lipton, Rosen & Katz, on Saturday, January 16, 2021 Tags: Capital markets, Covenants, COVID-19, Credit supply, Debt securities, Financial institutions, Financing conditions, Leveraged acquisitions, Mergers & acquisitions Climate Activism: Status Check and Opportunities for Public Companies Posted by Sanjay M. [read post]
18 Dec 2020, 5:58 am
Eddy, and Cynthia Fernandez Lumermann, Wachtell, Lipton, Rosen & Katz, on Tuesday, December 15, 2020 Tags: Delaware cases, Delaware law, Derivative suits, DGCL Section 220, Discovery, Fiduciary duties, Securities litigation, Shareholder suits Is Conflicted Investment Advice Better than No Advice? [read post]
15 Dec 2020, 12:09 pm by Anna Salvatore
CNN reports that Deputy Attorney General Jeffrey Rosen will replace Barr. [read post]
15 Dec 2020, 6:06 am
Eddy are partners and Cynthia Fernandez Lumermann is an associate at Wachtell, Lipton, Rosen & Katz. [read post]