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Blog Post: An Offer You Can’t Refuse: Employment Agreements and Offer Letters
3 Jun 2024, 10:00 pm by Sherica Celine
Spectrum Sec. [read post]
Legal Insights Blog - https://www.lexisnexis.com/community/insights/legal/
Gabriel Edelman, ex-Spartan Capital Broker, Barred by SEC 
3 Jun 2024, 12:50 pm by The White Law Group
The post Gabriel Edelman, ex-Spartan Capital Broker, Barred by SEC  appeared first on The White Law Group. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Cybersecurity Amendments to Reg S-P
3 Jun 2024, 6:30 am
Key Takeaways: On May 16, 2024, the SEC finalized significant cybersecurity amendments to Regulation S-P that largely adopt the proposed amendments the SEC issued last year. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Cybersecurity Amendments to Reg S-P
3 Jun 2024, 6:30 am
Key Takeaways: On May 16, 2024, the SEC finalized significant cybersecurity amendments to Regulation S-P that largely adopt the proposed amendments the SEC issued last year. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Investor Advisory Committee to Discuss AI Regulation
3 Jun 2024, 4:00 am by David Lynn
The meeting will be webcast on the SEC website. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
The Cooperation Conundrum: SEC Enforcement Director Weighs In
3 Jun 2024, 3:55 am by David Lynn
As anyone who has confronted the discovery of SEC violations at a client knows, one of the hardest things to tackle is whether to self-report the matter to the SEC and what level of cooperation with the SEC Enforcement staff is appropriate if an investigation commences. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
The Commissioner Issac C. Hunt, Jr. Hall of Honor
3 Jun 2024, 3:50 am by David Lynn
Peters, who served as an SEC Commissioner from 1984 to 1988; – Paul F. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Jobs, jobs, jobs: Weekly report 6/3/24
3 Jun 2024, 1:02 am by Allan Blutstein
Specialist, Dep’t of Homeland Sec. [read post]
FOIA Advisor - http://www.foiaadvisor.com
SEC Enforcement Chief Discusses Five Principles of Effective Cooperation in Investigations
2 Jun 2024, 9:01 pm by renholding
Principle one: the best cooperation starts early and well before the SEC gets involved, with self-policing. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
[Stewart Baker] Stealth quotas take a big step back in Congress
2 Jun 2024, 7:12 am by Stewart Baker
Sec. 113(a)(1). [read post]
The Volokh Conspiracy - http://www.volokh.com/
Reporting cybersecurity incidents on Form 8-K
2 Jun 2024, 6:30 am
In 2023, the SEC adopted new rules on cybersecurity disclosure. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Reporting cybersecurity incidents on Form 8-K
2 Jun 2024, 6:30 am
In 2023, the SEC adopted new rules on cybersecurity disclosure. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
The Original Public Meaning of Investment Contract
1 Jun 2024, 6:30 am
According to the SEC, these crypto assets are securities if they are “investment contracts” under the seminal case of SEC v. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
The Original Public Meaning of Investment Contract
1 Jun 2024, 6:30 am
According to the SEC, these crypto assets are securities if they are “investment contracts” under the seminal case of SEC v. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
California Health Care Worker Minimum Wage Delayed One Month
31 May 2024, 4:36 pm by Matthew J. Roberts, Esq.
Sec. 1395 et seq.) of the federal Social Security Act. [read post]
HR Watchdog - http://hrwatchdog.calchamber.com/
SEC statement clarifies material cybersecurity incident disclosure requirement
31 May 2024, 12:31 pm by Richard Martinez II, Chris Cwalina (US), Will Daugherty (US), Kevin J. Harnisch (US) and Ji Won Kim (US)
SEC final rule on reporting material cybersecurity incidents In July 2023, the US Securities and Exchange Commission (SEC) finalized its rule requiring public companies to disclose material cybersecurity incidents under Item 1.05 of Form 8-K. [read post]
Data Protection Report - http://www.dataprotectionreport.com/
Merrill Lynch Regulatory History Review 
31 May 2024, 11:49 am by The White Law Group
(CRD#: 7691/SEC#: 801-14235,8-7221),  a dual registered broker-dealer, is based in New York, NY. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
SEC charges Robert Scott Murray and Trillium Capital with fraudulent scheme to manipulate Getty Images stock
31 May 2024, 11:27 am by jeffreynewmanadmin
Here is a copy of the Complaint https://www.sec.gov/files/litigation/complaints/2024/comp-pr2024-66-complaint.pdf The SEC’s complaint, filed in U.S. [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
SEC Charges Robert Scott Murray and Trillium Capital with Fraudulent Scheme to Manipulate Getty Images Stock
31 May 2024, 10:00 am by Mark Astarita
The Securities and Exchange Commission today charged Robert Scott Murray and Trillium Capital LLC, a private company controlled by Murray, with a fraudulent scheme to manipulate the stock price of Getty Images Holdings Inc. by announcing a phony offer by…Read the Full Press Release Have a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Investor Advisory Committee to Examine the New Frontier for Investment Advice and Discuss AI Regulation at June 6 Meeting
31 May 2024, 6:40 am by Mark Astarita
The meeting will be webcast on the SEC website. [read post]
Securities Law Blog - http://seclaw.blogspot.com/