Search for: "SEC v. Davis"
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26 Dec 2017, 9:30 pm
Supreme Court in Kokesh v. [read post]
15 Dec 2017, 6:13 am
Wang (Harvard Business School), on Wednesday, December 13, 2017 Tags: Airgas v. [read post]
8 Dec 2017, 6:00 am
The SEC has already shown its willingness to pursue enforcement actions against ICO sponsors, as discussed further here. [read post]
20 Nov 2017, 3:00 am
Supreme Court’s recent decision in Kokesh v. [read post]
17 Nov 2017, 6:04 am
Norwitz, Sabastian V. [read post]
3 Nov 2017, 4:18 am
More on this SLB soon… “NASDAQ” v. [read post]
25 Oct 2017, 3:00 am
This Davis Polk blog explains: The bill includes a provision that one sponsor of the bill described as an effort to “hold[] the SEC accountable to follow Congress’ direction. [read post]
23 Oct 2017, 4:22 pm
In the SEC’s Examination Priorities, published on January 12, 2017, the SEC warned publicly traded companies that it will be investigating cybersecurity practices with higher scrutiny.[18] Specifically, the SEC states that “[i]n 2017, we will continue our initiative to examine for cybersecurity compliance procedures and controls, including testing and implementation of those procedures and controls. [read post]
23 Oct 2017, 4:22 pm
In the SEC’s Examination Priorities, published on January 12, 2017, the SEC warned publicly traded companies that it will be investigating cybersecurity practices with higher scrutiny.[18] Specifically, the SEC states that “[i]n 2017, we will continue our initiative to examine for cybersecurity compliance procedures and controls, including testing and implementation of those procedures and controls. [read post]
6 Oct 2017, 6:09 am
Higgins, Ropes & Gray LLP, on Tuesday, October 3, 2017 Tags: CHOICE Act, Institutional Investors, Ownership, Proxy voting, Securities regulation, Shareholder proposals, Shareholder voting Improving SEC Regulations with Investor Ordering Posted by Scott Hirst, Harvard Law School, on Tuesday, October 3, 2017 Tags: Agency costs, Blockholders, Capital markets, Contracts, Cost-benefit… [read post]
29 Sep 2017, 12:21 pm
Sec'y of Treas., 73 Fed.Appx. 836, 837 (6th Cir. 2003) (affirming sua sponte dismissal of complaint pursuant to Fed. [read post]
29 Sep 2017, 11:37 am
See Crawford v. [read post]
16 Sep 2017, 10:26 am
Davis, 261 S.W.3d 811, 815 (Tex. [read post]
11 Sep 2017, 9:18 am
Agency v. [read post]
29 Aug 2017, 6:00 am
The SEC applied the classic three-prong test enunciated in SEC v. [read post]
22 Aug 2017, 8:14 pm
The Reyelts Opinion In addition to Texas Insurance Code chapter 4102, the legal landscape forming the basis of the Keys' motion for class certification includes a federal court case, Reyelts v. [read post]
22 Aug 2017, 8:14 pm
The Reyelts Opinion In addition to Texas Insurance Code chapter 4102, the legal landscape forming the basis of the Keys' motion for class certification includes a federal court case, Reyelts v. [read post]
22 Aug 2017, 6:23 am
Judge Rogers dissented (U.S. ex rel Wall v. [read post]
22 Aug 2017, 3:00 am
This Davis Polk memo explains: The case, Susquehanna International Group, LLP, et al. v. [read post]
18 Aug 2017, 6:00 am
For example, SEC v. [read post]
