Search for: "SEC v. Downe" Results 141 - 160 of 1,720
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23 Aug 2011, 11:46 am by Benjamin Keane
It has been almost exactly 19 months since the Supreme Court handed down its controversial decision in Citizens United v. [read post]
8 Mar 2021, 3:03 am by Liz Dunshee
The charges show that the SEC views talking down analyst estimates as a problem under Reg FD. [read post]
28 Jan 2011, 5:00 am by J Robert Brown Jr.
  In the three instances where access bylaws were put before shareholders (during the brief window before the SEC clamped down in 2008), only one passed, suggesting that shareholders would not propose them very often and when they did, would generally lose. [read post]
8 Mar 2023, 6:14 am by Unknown
EPA, in which a conservative majority invoked the major questions doctrine to strike down an EPA climate regulation. [read post]
5 Jan 2021, 3:00 am by Doug Cornelius
The Supreme Court did not mean to kill it and earlier this year upheld the SEC’s disgorgement power in Liu v. [read post]
19 Oct 2020, 3:00 am by John Jenkins
I’ll give you three guesses how the SEC’s vote on this went down – and the first two don’t count. [read post]
6 Dec 2023, 12:40 pm by Christopher J. Walker
We chatted about about all things administrative law, including the major questions doctrine, the current cases (Loper Bright and Relentless) before the Supreme Court challenging Chevron deference, and SEC v. [read post]
11 Jul 2018, 12:08 pm by Renae Lloyd
The firm continues to investigate potential claims in all of the UDF offerings such as UDF III, UDF IV and UDF Income Fund V. [read post]
29 Nov 2017, 2:15 am
 SEC Charges Florida Penny Stock Operators With Defrauding Elderly Investors in Push to Crack Down on Repeat Offenders / Miami Office’s Recidivist Initiative Nets 23 Enforcement Actions to Date (SEC Press Release 2017-218). [read post]
29 Nov 2017, 11:31 am
SEC Charges Florida Penny Stock Operators With Defrauding Elderly Investors in Push to Crack Down on Repeat Offenders / Miami Office’s Recidivist Initiative Nets 23 Enforcement Actions to Date (SEC Press Release 2017-218). [read post]
As a result, the SEC sent all pending cases, including Cochran’s, back down for new hearings before constitutionally appointed ALJs. [read post]