Search for: "SRC Corporation"
Results 141 - 146
of 146
Sort by Relevance
|
Sort by Date
5 Oct 2007, 1:55 am
Strategic Resources Corporation is the third installment in our series on e-discovery pitfalls. [read post]
7 Aug 2007, 11:03 am
FSC Securities Corporation, NASD Dispute Resolution, Case No: 05-0443 (July 2, 2007). [read post]
2 Jul 2007, 11:32 am
., $3 million for its failure to adequately supervise a team of brokers based in Charlotte, NC, who used misleading sales materials during dozens of seminars and meetings for hundreds of employees of BellSouth Corporation. [read post]
22 Jun 2007, 4:38 pm
Recent corporate scandals, such as Enron and Worldcom, and high-profile insider trading convictions, such as the one involving Martha Stewart, have drawn attention to securities fraud and white collar crime. [read post]
7 Jun 2007, 11:43 am
(See NASD News Release: Citigroup Global Markets to Pay Over $15 Million to Settle Charges Relating to Misleading Documents and Inadequate Disclosure in Retirement Seminars, Meeting for BellSouth Employees, June 6, 2007) Citigroup failed to adequately supervise a team of brokers based in Charlotte, NC, who used misleading sales materials during dozens of seminars and meetings for hundreds of employees of BellSouth Corporation. [read post]
29 May 2007, 2:47 pm
<a href="[www.blogtopsites.com] style="border:none;" src="[www.blogtopsites.com]" alt="Law Blogs - Blog Top Sites" /></a> [read post]
