Search for: "STEPHEN LYNCH"
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17 May 2007, 6:25 pm
Roberts, Jr., and Justice Stephen G. [read post]
22 Nov 2019, 12:51 pm
Congressman Stephen Lynch (D- MA) observed that this outrageously broad provision even blocks claims when someone is grossly disfigured in a crash, or killed. [read post]
27 Jun 2017, 1:14 pm
As Justice Stephen Breyer forecasted two terms ago in Glossip v. [read post]
4 Oct 2010, 6:33 am
PEACE PRIZE: Richard Stephens, John Atkins, and Andrew Kingston of Keele University, UK, for confirming the widely held belief that swearing relieves pain. [read post]
20 Mar 2014, 9:54 am
Merrill Lynch Pierce Fenner & Smith Inc.; Merrill Lynch Trust Co. [read post]
21 Oct 2009, 11:01 pm
Then there's Ken Lewis, the Bank of America chief, who hasn't been indicted (yet) but is being roundly booed in the media because his acquisition of Merrill Lynch is deemed in retrospect to have been a mistake. [read post]
1 Oct 2007, 1:00 pm
Here’s a story from the NYT, which was inside the Judge Gerard Lynch’s courtroom. [read post]
26 Feb 2016, 2:13 pm
Stephen Dinan of the Washington Times reports that U.S. [read post]
25 Jun 2015, 1:29 pm
Hart and Company Loop Capital Markets Martin Nelson & Co Merchant Capital Merrill Lynch Pierce Fenner & Smith Corporation Morgan Stanley & Co The Northern Trust Company Oppenheimer & Co Raymond James & aSSOCIATES RBC Capital Markets Robert W Baird & Co Raymond James & Associates RBC Capital Markets Robert W Baird & Co Siebert Brandford Shank & Co Smith Hayes Financial Services Corporation Stephens Inc Sterne Agee & Leach Stifel Nicolaus &… [read post]
8 Jul 2011, 2:00 am
The cases against Merrill Lynch, Raymond James and Morgan Keegan address what investors were told about the market, its risks and the viability of the market that Wall Street created to turn long term investments into short term apparently liquid ones 5) Professor Bainbridge: Directors’ Duty to Be Informed – In this post Stephen Bainbridge takes recent decisions by the Delaware Court of Chancery and an Australian court and compares their varying stances on… [read post]
21 May 2020, 7:12 am
MML Investors Services, LLC Suntrust Investment Services, Inc Mannera, Samuel Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith, Inc. [read post]
16 Jul 2010, 1:42 pm
I am glad the Court agreed with us and thank all of the other law professors who signed the brief: Susan Brenner, Susan Freiwald, Stephen Henderson, Jennifer Lynch, Deirdre Mulligan, Joel Reidenberg, Jason Schultz, Chris Slobogin, and Dan Solove. [read post]
26 Oct 2018, 7:31 am
Cole Financial, Inc Keven Gayle NYLife Securities LLC Jose Giraldo Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America NA Cristhelle Medina J.P. [read post]
2 Oct 2018, 5:40 am
Damian Serret PFS Investments Inc Primerica Financial Services Charles Suhar The Huntington Investment Company LPL Financial LLC Zachary Swords Farmers Financial Solutions, LLC Bryce Vance Farmers Financial Solutions, LLC Stephen Yaworsky Raymond James Financial Services, Inc. [read post]
14 Sep 2020, 11:35 am
On August 26, a group of Democratic Representatives including Adam Schiff (D-CA), Carolyn Maloney (D-NY), Adam Smith (D-WA), and Stephen Lynch (D-MA) sent an open letter to the Pentagon’s Inspector General supporting Yevgeny Vindman’s claims about O’Brien and Gray: “[They] committed several ethics and legal compliance violations, misused government resources, excluded women from meetings, and made sexist and demeaning remarks to female NSC staffers,… [read post]
26 Nov 2019, 7:44 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ajayi, Emmanuel JP Morgan Securites LLC HSBC Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage Services Bennett,… [read post]
24 May 2011, 3:55 pm
Stephen Lynch (D-MA) provides that the use of any authority granted to the SEC and CFTC to address speculative trading will not be delayed, including the impact of such trading on the markets, users, or investors and consumers. [read post]
9 Jul 2018, 12:46 pm
According to FINRA Disciplinary actions for June 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Mona Ali JP Morgan Securities Bobbie Jo Bressler Farmers Financial Solutions, LLC State Farm VP Management Corp Jeffrey Scott Cederberg Primex… [read post]
14 Sep 2020, 11:35 am
On August 26, a group of Democratic Representatives including Adam Schiff (D-CA), Carolyn Maloney (D-NY), Adam Smith (D-WA), and Stephen Lynch (D-MA) sent an open letter to the Pentagon’s Inspector General supporting Yevgeny Vindman’s claims about O’Brien and Gray: “[They] committed several ethics and legal compliance violations, misused government resources, excluded women from meetings, and made sexist and demeaning remarks to female NSC staffers,… [read post]
30 May 2007, 1:21 pm
., Judge Stephen Reinhardt, of the Ninth Circuit -- view RBG as insufficiently liberal (or insufficiently outspoken in defense of her liberal views). [read post]
