Search for: "Securities & Exchange Commission v. Topping"
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29 Sep 2016, 9:30 pm
” The Securities and Exchange Commission (SEC) unanimously voted to propose a rule that would shorten the settlement time for broker-dealer securities transactions from three days, referred to as T+3, to two days, or T+2. [read post]
24 Aug 2012, 12:30 am
Top stories today via @thefalken # State Privacy Laws Evolve While Congress Remains Stalemated http://t.co/J2ON9JZA # SBCSC computer glitch may have caused security breach http://t.co/suEWfcQI # Facebook caused wife to stab her husband – U.S. v. [read post]
9 Jul 2010, 10:26 am
The bank is also the target of a Securities and Exchange Commission investigation of its mortgage operations before and during the financial crisis, and Goldman is fighting an S.E.C. complaint and private lawsuits about mortgage securities it created. [read post]
5 Jan 2020, 2:52 pm
Supreme Court’s March 2018 entry of its opinion in Cyan, Inc. v. [read post]
17 Feb 2015, 7:52 am
The Securities and Exchange Commission also announced in April that it would conduct over 50 cybersecurity examinations of publicly traded companies. [read post]
1 Feb 2018, 11:50 am
Julia Solomon-Strauss and Stephen Szrom discussed the latest developments in United States v. al-Nashiri. [read post]
4 Jan 2016, 4:08 pm
The list of the Top Ten D&O Stories of 2015 is set out below with an eye toward these future possibilities. [read post]
21 Nov 2022, 2:18 am
The Twitter exchange between Riley and Rose is available here. [read post]
13 Aug 2024, 2:25 pm
Hence, there is an argument to be made Congress left out a removal provision out of the Securities and Exchange Act because it assumed that empowering the President to remove a Commissioner was unconstitutional. [read post]
11 Aug 2024, 9:01 pm
Securities and Exchange Commission on March 6, 2024 incorporates traditional notions of materiality as a basis for most elements of the required disclosures. [read post]
5 Mar 2020, 3:51 am
Securities and Exchange Commission, which asks whether the SEC can seek disgorgement of profits as a remedy in court for violating the securities-fraud laws, for this blog. [read post]
6 Mar 2024, 9:03 pm
[5] Commission Guidance Regarding Disclosure Related to Climate Change, Release No. 33-9106 (Feb. 2, 2010) [75 FR 6290 (Feb. 8, 2010)] [6] See Basic Inc. v. [read post]
18 Nov 2008, 5:00 pm
Implications of the Growth of Hedge Funds, Staff Report the United States Securities and Exchange Commission (September 2003). [read post]
15 Jul 2015, 8:00 pm
Iran and the P5+1 (US, France, Germany, UK, China, Russia and the EU) have been negotiating at breakneck speed, and understandably, making the text clear and user-friendly was not a top-priority for any of the negotiators. [read post]
7 Mar 2024, 5:28 am
Securities and Exchange Commission v. [read post]
11 Jul 2024, 3:20 pm
While the Securities and Exchange Commission’s (“SEC”) decision to close its investigation of Ethereum is a welcomed victory (or sigh of relief) for digital assets, the positive news was both expected and likely a hollow victory given that it does not change the short-term reality for many in the digital asset industry. [read post]
22 Jul 2022, 5:07 am
Parratt said the SEC divided companies in to three groups; (1) the top 1,000 companies by market capitalization; (2) the next 6,000 companies; and (3) all of the rest. [read post]
18 Jan 2012, 10:24 am
She calls attention to U.S. v. [read post]
6 Apr 2010, 4:56 am
Here is Think IP Strategy’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
1 Nov 2011, 12:04 pm
Hopkins with violating Sections 17(a)(1), (2), and (3) of the Securities Act and Section 10(b) of the Exchange Act (as well as Rule 10b-5). [read post]
