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7 Feb 2025, 2:50 pm
The Securities and Exchange Commission today provided a temporary exemption from compliance with Rule 13f-2 under the Securities Exchange Act and from reporting on Form SHO. [read post]
17 Jul 2023, 8:27 am
Securities and Exchange Commission’s (SEC) lawsuit against Ripple Labs Inc. [read post]
26 Jul 2010, 1:02 pm
The investment bank will remain qualified as an issuer of securities after settling civil fraud charges with the Securities and Exchange Commission. [read post]
14 Jun 2022, 8:06 am
The Securities and Exchange Commission has leved insider trading charges against David Roda, a former software engineer at Penn National Gaming’s subsidiary Penn Interactive Ventures, in connection with the parent company’s $2 billion acquisition of Toronto-based Score Media and Gaming, Inc. [read post]
23 Nov 2009, 11:52 am
Antar Annexed hereto: 08/05/09: Open Letter to the Securities and Exchange Commission: Stop Overstock.com GAAP Violations Now! [read post]
13 Apr 2015, 6:51 am
On Wednesday, March 25, 2015, the Securities and Exchange Commission adopted final rules that will assist certain small businesses and startups in fundraising efforts by creating an updated exemption from registration for certain small issuers of securities. [read post]
7 Aug 2021, 4:45 am
Securities and Exchange Commission. [read post]
10 Jan 2022, 12:54 pm
Securities and Exchange Commission followed through on its commitment to aggressively enforce securities laws in digital assets markets. [read post]
10 Jan 2022, 12:54 pm
Securities and Exchange Commission followed through on its commitment to aggressively enforce securities laws in digital assets markets. [read post]
6 Aug 2020, 6:32 am
Securities and Exchange Commission. [read post]
13 Jun 2010, 10:16 am
Medifast's Revenue Recognition Policy Medifast’s (NYSE: MED) revenue recognition policy is disclosed as follows in its various filings with the Securities and Exchange Commission (See 2009 10-K report pages 20 and 65): Revenue Recognition. [read post]
22 May 2024, 6:00 am
The Securities and Exchange Commission today announced that The Intercontinental Exchange, Inc. [read post]
26 Jun 2020, 4:30 pm
June 16, 2020), the United States Court of Appeals for the District of Columbia Circuit invalidated the Securities and Exchange Commission’s (“SEC”) experimental transaction fee pilot program to study the market effects of broker-dealer incentive programs used by domestic stock exchanges. [read post]
20 Jun 2010, 6:32 pm
To Securities and Exchange Commission Chief Accountant Wayne Carnall: In my first Open Letter, I asked the Securities and Exchange Commission Division of Corporation Finance to review Medifast's (NYSE: MED) revenue recognition policy to determine if it complies with Generally Accepted Accounting Principles (GAAP) and SEC Staff Accounting Bulletin Topic 13. [read post]
4 Jul 2012, 7:57 am
The proposed acquisition of Canadian exchange operator TMX Group by a consortium of Canadian financial institutions has won approval from Canada’s top securities regulator, potentially clearing the way for approval by the country’s main competition watchdog.Maple, a consortium of Canada’s largest banks, insurers and pension funds, said the Ontario Securities Commission has approved final recognition orders that will govern operations of the… [read post]
13 Jul 2011, 11:56 am
The House Appropriations Committee has approved an appropriations bill granting the Securities and Exchange Commission $1.185 billion in funding for the 2012 fiscal year. [read post]
2 Dec 2024, 6:44 am
On 29 November 2024, the International Organization of Securities Commissions (IOSCO) issued a final report on the evolution in the operation, governance and business models of exchanges. [read post]
JOAN HEMINWAY: Reframing and Reforming the Securities and Exchange Commission: Lessons from Literat…
6 Oct 2010, 10:15 am
JOAN HEMINWAY: Reframing and Reforming the Securities and Exchange Commission: Lessons from Literature on Change Leadership. [read post]
7 May 2019, 10:55 am
To date, however, no cryptocurrency exchange has been registered with the Securities and Exchange Commission (SEC) as an exchange. [read post]
6 Jun 2023, 5:30 am
The Securities and Exchange Commission today charged Coinbase, Inc. with operating its crypto asset trading platform as an unregistered national securities exchange, broker, and clearing agency. [read post]
