Search for: "Security Finance Company Market doing business as Security Financial Services" Results 141 - 160 of 1,247
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3 Mar 2023, 10:32 am by Darin Swayne
Do not use credit consolidation businesses that are marketed on television or online. [read post]
1 Mar 2023, 9:01 pm by renholding
Every company must have a written clawback policy that provides that the company will recover reasonably promptly the amount of erroneously awarded incentive-based compensation if the company is required to prepare an accounting restatement due to the material noncompliance of the company with any financial reporting requirement under the securities laws. [read post]
26 Feb 2023, 9:05 pm by renholding
A year before that, Sebi had barred APMS and its directors from the capital market for five years for carrying out unauthorized business activities and directed the company to refund money to investors. [read post]
AUSTRAC also released the first national proliferation financing risk assessment, highlighting the usage of financial services within proliferation financing. [read post]
14 Feb 2023, 9:05 am by Kevin Kaufman
For example, last year’s Inflation Reduction Act layered on another complicated minimum tax for large companies as well as an array of [read post]
9 Feb 2023, 9:05 pm by renholding
The area is now the fastest developing ESG theme in global capital markets, according to the Association for Financial Markets in Europe (AFME). [read post]
On 12 January 2023, the Dutch Authority for Financial Markets (Autoriteit Financiële Markten, the AFM) published its supervisory agenda for 2023 (the AFM Agenda 2023) and its strategy for 2023-2026 (the AFM Strategy). [read post]
1 Feb 2023, 9:01 pm by renholding
Director Levenson was the consummate public servant who left an enduring mark on the Division of Corporation Finance, and the Commission more generally. [read post]
28 Jan 2023, 7:32 am
In response to the rapid growth of market practices with respect to ESG investing to assess and manage climate transition risks in financial markets, the OECD Committee on Financial Markets (CMF) has developed a substantive body of work that provides analysis on challenges with respect to current market practices, and proposes policy considerations to improve them (OECD, Policy guidance on market practices to strengthen ESG investing and… [read post]
22 Jan 2023, 9:01 pm by renholding
Although the proposed rules do not impose industry-specific requirements, certain areas would have a particularly significant impact on financial institutions. [read post]
20 Jan 2023, 3:03 pm by Chris Skelton
Family Law Matters involving domestic relations tend to have high stakes, financially and emotionally. [read post]
19 Jan 2023, 4:10 pm by anne
Working with the SEC, state securities regulators investigated the cryptocurrency company for the sale of unregistered securities to retail investors in the form of its BlockFi interest accounts. [read post]
15 Jan 2023, 8:59 pm by Bill Henderson
So the analysis can stop right there: do our best to balance work and life until we’ve obtained professional success and financial security. [read post]
13 Jan 2023, 3:00 am by Jim Sedor
The FEC said it had no evidence RedStone Strategies was registered as a political group, and there do not appear to be any records documenting its donors, contributions, or spending. [read post]
10 Jan 2023, 9:01 pm by renholding
This also means that, even if an organization does business in only one jurisdiction, to the extent it has third parties, including capital providers, doing business in others, that organization may face pressures based on the regulatory requirements of those other jurisdictions. [read post]
9 Jan 2023, 3:22 am by Wilson Ang (SG) and Jeremy Lua (SG)
  The PDP Law also holds local businesses and international companies liable for the improper handling of the data of Indonesian customers. [read post]
8 Jan 2023, 9:26 am by Rob Robinson
When a new product or services company is launched, there are several major components that must be addressed, including: (1) product or service identification, design and development; (2) management team recruitment and oversight; (3) financial support and monitoring; (4) operations establishment and management; (5) sales and marketing; and (6) human resources. [read post]