Search for: "Security Services v. Equity Management"
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16 Sep 2014, 11:40 am
READ PARTS I-V (pp. 101-138 in SSRN version). [read post]
11 Feb 2016, 7:34 am
RUEDA, Appellant V. [read post]
3 Feb 2020, 12:42 pm
Please address your cover letter to Hiring Manager. [read post]
27 Apr 2018, 6:01 am
Posted by Vishal Gupta, Sandra Mortal, and Xiaohu Guo (University of Alabama), on Saturday, April 21, 2018 Tags: Compensation ratios, Diversity, Executive Compensation, Management Corporate Governance Deviance Posted by Ruth V. [read post]
15 Dec 2022, 4:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 8:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
4 Jan 2017, 3:55 pm
Schedule 13D is required when a manager is ineligible to file Schedule 13G and is due 10 days after acquisition of more than 5% beneficial ownership of a registered voting equity security. [read post]
14 May 2023, 7:07 pm
(Yu v. [read post]
5 Jan 2015, 3:31 pm
Section 16 filings are required for “corporate insiders” (including beneficial owners of 10% or more of a registered voting equity security). [read post]
3 Apr 2013, 12:47 pm
Barbato, Securities Exchange Act Release No. 41034), Craighead v. [read post]
5 Apr 2015, 6:00 am
In doing so, the SEC sent another strong reminder to those that beneficially own more than 5% of the equity securities of a public company to keep their 13D disclosures current. [read post]
31 Dec 2017, 5:12 pm
- 9th Circuit says No (Arellano v Clark Cty. [read post]
31 May 2012, 5:30 am
The reason why the transaction had to be tested against the touchstone of the Competition Act is because both the RIL group and the TV18 group are said to be involved in similar businesses, viz: - supply of television channels; - event management services; and - broadband Internet services through 4G technologies and the contents accessible through such services. [read post]
4 Dec 2013, 9:07 am
Registered investment advisers (“RIAs”), or managers filing as exempt reporting advisers (“ERAs”), with the SEC or a state securities authority must file an annual amendment to Form ADV within 90 days of the end of their fiscal year. [read post]
13 Feb 2014, 1:12 pm
"Our private equity strategy is predicated on our view that private equity fulfils two functions within the Fund’s investment portfolio. [read post]
18 Dec 2023, 2:48 pm
This enforcement action comes just months after Kraken agreed to cease offering or selling securities through its staking service and pay a civil penalty of $30 million, as described further in Notable Regulatory & Other Items from 2023, below. [read post]
15 Dec 2017, 9:01 am
Such managers should consult with their state securities authorities to determine whether they are required to register in the states in which they conduct business. [read post]
15 Dec 2017, 9:01 am
Such managers should consult with their state securities authorities to determine whether they are required to register in the states in which they conduct business. [read post]
2 Jun 2017, 6:25 am
McIntosh, Wachtell Lipton Rosen & Katz, on Tuesday, May 30, 2017 Tags: Board communication, Boards of Directors, Compliance & ethics, Cybersecurity, Disclosure, Risk committee, Risk disclosure, Risk management, Risk oversight, SEC, Securities regulation Dancing with Activists Posted by Lucian A. [read post]
22 Sep 2021, 6:01 am
In Alabama Association of Realtors v. [read post]
