Search for: "Security Services v. Equity Management" Results 141 - 160 of 544
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
17 Feb 2021, 5:01 am by Eugene Volokh
And the immunity applies whether or not service providers decide to control what is posted on their sites. [read post]
5 Feb 2021, 5:20 am by Andrew Vey
George placed much stock in the fact that his title, Vice President Equity Trading, was sufficient to satisfy the characterization of his position as being at the senior management or executive level. [read post]
25 Jan 2021, 5:35 am by Bob Ambrogi
Securely store and delete files used in mediation via a secure cloud-based case management system. [read post]
12 Jan 2021, 2:19 pm by Kevin LaCroix
Coffee, Jr., indicated that the “scope of “event-driven” litigation could expand rapidly,” which it has, and led to successful recoveries for public equity investors in BP (2017), Petrobras (2018), Signet Jewelers (2019), and Equifax (2020), among others.[1]  As 2021 kicks-off, and investors frolic on the peaks of public equity valuations, the sustained frequency of securities class actions since 2017 continues to layer on new long-tail claims… [read post]
11 Jan 2021, 1:31 pm
Here is the crux o the human rights project: "China has launched a series of people-oriented projects in Belt and Road countries to address such issues as housing, water supply, health care, education, rural roads, and assistance to vulnerable groups, helping to fill gaps in infrastructure and basic public services" (Ibid., p. 21). [read post]
7 Jan 2021, 2:47 pm by Kevin LaCroix
  These include having incident response plans, cybersecurity training, vulnerability and patch management programs, systems access management procedures and perimeter security. [read post]
4 Jan 2021, 1:26 pm by Kevin LaCroix
  Regardless of how they are counted, the coronavirus-related securities lawsuits tended to fall into one of three categories: first, the lawsuit filed against companies that experienced coronavirus outbreaks within company facilities (such as cruise ship lines and private prison systems); second, companies that had sought to tout their ability to profit from the coronavirus outbreak (such as vaccine developers, diagnostic testing services,  manufacturers of personal… [read post]
Waiver of PUA Overpayments  State agencies can waive repayment requirements for individuals who mistakenly received overpayment for PUA to which they were not entitled, if the overpayment was not the individual’s fault and such repayment would be contrary to equity and good conscience. [read post]
22 Dec 2020, 9:43 am by CFM Admin
RIAs or managers filing as exempt reporting advisers (“ERAs”) with the SEC or a state securities authority must file an annual amendment to their Form ADV within 90 days of the end of their fiscal year. [read post]
7 Dec 2020, 1:16 pm by Robert Chesney
” Others are a bit more interesting, though, because they directly implicate the equities of other agencies. [read post]
12 Nov 2020, 2:18 pm by Kevin LaCroix
”[v] This means compliance must be shown not only for plaintiff Jones but also for every offer and every sale in the “offering. [read post]
5 Nov 2020, 7:35 am by Kristian Soltes
’s V 2.65% $5.3 billion deal to acquire Plaid Inc., a key player in the financial-technology space. [read post]
6 Oct 2020, 8:42 am by Shannon O'Hare
Creditors who grant and/or carry out servicing activities for certain mortgage loans (where debtors are individuals), are required to register with the BoS. [read post]
14 Sep 2020, 12:32 pm by Jane Turner
In 2007, Carlyle stated it would sell USIS to Providence Equity Partners, a private equity firm, for $1.5 billion. [read post]
14 Sep 2020, 12:32 pm by Jane Turner
In 2007, Carlyle stated it would sell USIS to Providence Equity Partners, a private equity firm, for $1.5 billion. [read post]
14 Sep 2020, 11:32 am by Anne Joseph O'Connell
Both the Homeland Security Act and the Federal Vacancies Reform Act of 1998 (Vacancies Act) detail relevant rules for succession, but the Homeland Security Act almost certainly preempts the Vacancies Act if there is a confirmed undersecretary for management. [read post]