Search for: "Security Staff"
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21 Dec 2015, 12:08 pm
The SEC has issued a staff report on the definition of an accredited investor. [read post]
16 Mar 2005, 7:02 am
[JURIST] Leading Wednesday's corporations and securities law news, staff at the Federal Trade Commission (FTC) [official website] will recommend the agency block Blockbuster Inc.'s [corporate website] prospective bid to buy Hollywood Entertainment Corp. [read post]
12 Jun 2020, 6:06 am
In a potentially significant reversal of a prior Securities and Exchange Commission (SEC) staff position that could enhance the ability of closed-end funds to defend against activist shareholders, the Division of Investment Management of the SEC on May 27, 2020, withdrew a 2010 no-action letter that criticized the use by closed-end funds of certain defensive measures permitted under state corporate law. [read post]
30 Jul 2010, 12:17 pm
The SEC has released a staff report recommending that life settlements be clearly defined as securities so that the investors in these transactions are protected under the federal securities laws. [read post]
1 Feb 2021, 10:56 am
The Securities and Exchange Commission today released a roster of the executive staff for Acting Chair Allison Herren Lee. [read post]
17 Feb 2011, 7:26 am
Interpreting the Dodd-Frank mandated shareholder advisory vote on executive compensation, as implemented by SEC Rule 14a-21, the Corporation Finance staff said that it is permissible for the say-on-pay vote to omit the words, "pursuant to Item 402 of Regulation S-K," and replace such words with a plain English equivalent, such as ``pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the compensation discussion and analysis,… [read post]
4 Mar 2015, 8:27 am
The Center for Justice & Accountability (CJA) seeks a Senior Staff Attorney or a Staff Attorney. [read post]
16 Apr 2024, 4:31 pm
The high-security prison in Folsom houses about 1,650 people and has a staff of 1,700. [read post]
28 Nov 2017, 12:55 pm
” This post summarizes the recommendations made by the FTC’s staff in the Stick with Security series. [read post]
14 Sep 2011, 8:15 am
According to CSA staff, such ads may fail to comply with disclosure requirements under securities legislation or may be misleading to investors. [read post]
13 Mar 2020, 2:38 pm
The Securities and Exchange Commission today announced that the SEC staff has published guidance to assist public companies, investment companies, shareholders, and other market participants affected by COVID-19 with their upcoming annual shareholder…Read the Full Press ReleaseHave a securities law question? [read post]
14 May 2010, 12:37 pm
The Financial Crisis Inquiry Commission has posted on its website a preliminary staff report on Shadow Banking and the Financial Crisis. [read post]
19 Jun 2018, 6:00 am
On June 11, 2018, the Canadian Securities Administrators (“CSA”) published Staff Notice 46-308 Securities Law Implications for Offerings of Tokens (“Notice”). [read post]
26 Oct 2023, 6:31 am
The views expressed in this post are those of Chair Gensler, and do not necessarily reflect those of the Securities and Exchange Commission or its staff. [read post]
26 Oct 2023, 6:31 am
The views expressed in this post are those of Chair Gensler, and do not necessarily reflect those of the Securities and Exchange Commission or its staff. [read post]
11 May 2020, 3:26 pm
Chairman Clayton's executive staff is responsible for advising the…Read the Full Press ReleaseHave a securities law question? [read post]
31 Jan 2017, 8:42 am
My biggest concern is there are actually, under the law, only two statutory advisers to the National Security Council and that's the Director of Central Intelligence, or the DNI, and the Chairman of the Joint Chiefs of Staff. [read post]
17 May 2017, 10:56 am
They need security protections every bit as much as Congressional staff do. [read post]
10 Apr 2008, 4:10 pm
” LegiStorm has scrubbed out social security numbers and account numbers, but “refused to remove the names of children, home addresses and staffers' signatures. [read post]
28 May 2010, 10:24 am
Mark Radke, a onetime chief of staff to the chairman of the Securities and Exchange Commission, has joined Arent Fox as a partner in Washington. [read post]
