Search for: "Smith v. Securities and Exchange Commission"
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21 May 2012, 4:54 am
Brighton Festival (Brighton Dome, Corn Exchange). 30 May, 9am – 7.30pm: Conference: ‘After phone hacking, what next? [read post]
8 May 2020, 5:58 am
Brownstein, Sabastian V. [read post]
10 Jul 2023, 7:24 am
The Securities & Exchange Commission subpoenaed Covington in January over a 2020 cyber hack that may have resulted in client data being stolen. [read post]
28 Jan 2010, 11:51 pm
In a related civil complaint, the judge gave the Securities and Exchange Commission seven days to file amended securities fraud charges against Nicholas and three other former Broadcom executives, telling an SEC attorney that he found "serious problems of proof" with the existing complaint. [read post]
27 Feb 2008, 10:00 am
In a 5-3 opinion (Justice Breyer recused himself) authored by Justice Kennedy,the Court, in Stoneridge Investment Partners, LLC v. [read post]
31 Oct 2018, 11:21 am
Having spent my time and energy on the first seven cases, I’m going to be fairly summary for the last six; Smith v. [read post]
12 Mar 2018, 12:42 am
Securities and Exchange Commission (“SEC”) issued further interpretive guidance to assist public companies in preparing disclosures about cybersecurity risks and incidents (the “2018 SEC Guidance”). [read post]
1 Feb 2010, 6:36 am
The Numbers and Trends By virtually all statistical measures, the level of enforcement activity has increased substantially under this Commission. [read post]
10 Oct 2018, 12:40 pm
Securities and Exchange Commission (SEC), the federal regulator tasked with policing the disclosures to shareholders by public companies like Google. [read post]
13 Dec 2015, 4:29 pm
The European Parliament, Council and Commission have come to an agreement on the Network and Information Security (NIS) Directive. [read post]
7 Jun 2020, 4:34 pm
The judgment in the case of Smith v Jones [2020] NSWDC 262 was given on 28 May 2020. [read post]
6 Apr 2018, 6:08 am
Thompson (Georgetown University), on Thursday, April 5, 2018 Tags: Corporate liability, Exchange Act, Liability standards, Misreporting, Rule 10b-5, SEC, SEC enforcement, Securities regulation, Supreme Court, U.S. federal courts The Maturing Market for Representation and Warranty Insurance Posted by Ian Boczko and John L. [read post]
14 Nov 2022, 2:12 am
On 8 November 2022 there was a hearing in the case of Smith v Backhouse. [read post]
1 Aug 2022, 12:11 pm
On 26 July 2022, there were hearings in Dyson v MGN Limited before Nicklin J and Smith -v- Baker and another before Griffiths J. [read post]
22 Feb 2016, 4:36 pm
The registration process requires that the information provided is accurate; however, the Securities and Exchange Commission (SEC, which was created under the 1934 Act) does not guarantee its accuracy. [read post]
14 May 2012, 4:33 am
The commission decided that following a breach of Clause 3, the newspaper had taken sufficient remedial action. [read post]
7 Feb 2011, 5:56 pm
Any firm acting as a counterparty to certain off-exchange forex transactions involving retail persons is required to register as a Retail Foreign Exchange Dealer. [read post]
19 Dec 2022, 2:31 am
On 13 December 2022, Saini J heard argument in the case of Smith v Talk Talk Telecom (QB-2020-003019). [read post]
3 Nov 2017, 9:24 am
Smith … was turned down … because some time in the remote past he suffered from a venereal disease. [read post]
5 Jun 2022, 4:26 pm
Data Privacy and Data Protection The Panopticon Blog has an article on Saini J’s latest ruling on claims arising out of external cyber-attacks in Graeme Smith & others v TalkTalk Telecom Group [2022] EWHC 1311 (QB). [read post]
