Search for: "Standard Register Company"
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26 Jul 2010, 8:15 am
Intrestingly, SPDR is a registered trademark of Standard & Poor's. [read post]
8 Aug 2017, 9:23 am
The trademark examining attorney refused registration of the standard character trademark I AM on the ground of likelihood of confusion with existing registered trademarks. [read post]
16 Oct 2020, 12:22 pm
Jeffrey Broten was a financial advisor and registered representative at the following firms: Newbridge Securities Corporation (affiliated with Black River Wealth Management LTD), Morristown, NJ (August 2019 to December 2019); First Standard Financial Company LLC, Red Bank, NJ (February 2018 to August 2019); and Continue reading The post Financial Advisor Jeffrey Broten (CRD# 1006678) BARRED by FINRA – New Jersey appeared first on Securities Arbitration Lawyer Blog. [read post]
19 Oct 2020, 11:15 am
Frank Venturelli was a financial advisor and registered representative at the following firms: Arive Capital Markets, Bay Ridge, NY (September 2019 to December 2019); and First Standard Financial Company LLC, Red Bank, NJ (November 2014 to September 2019). [read post]
25 Jan 2018, 11:52 am
The United States Public Company Accounting Oversight Board (PCAOB) issued new standards for auditor’s reports that will effect Canadian issuers who are SEC registered. [read post]
3 Oct 2016, 3:45 am
Trademark Registration No. 5027942 was issued as a standard character mark to Kelly and it is listed on the Principal Register. [read post]
10 Dec 2014, 12:37 pm
s Notice 2014-79 also provides the amount a taxpayer must use in calculating reductions to basis for depreciation taken under the business standard mileage rate and the maximum standard automobile cost that a taxpayer may use in computing the allowance under a fixed and variable rate plan. [read post]
1 Jun 2012, 9:56 am
The risk factor also stated that even if the trustee finds the controls effective, the independent accountant may decline to attest to that assessment or may issue a qualified report.Second, the trust stated that it has elected to delay adoption of new or revised accounting standards until these standards apply to private companies. [read post]
23 Mar 2022, 8:26 am
Securities and Exchange Commission (SEC) proposed new rules “to enhance and standardize disclosures regarding cybersecurity risk management, strategy, governance, and incident reporting by public companies. [read post]
3 Mar 2020, 3:03 am
The study – based on interviews with over 300 public company directors – found that only 35% of survey respondents said they were “very confident” in their company’s internal compliance programs compared to 46% a year earlier. [read post]
2005 Standard for Environmental Assessments Will No Longer be Recognized by USEPA After October 2015
24 Oct 2014, 8:31 am
Final Rule A final rule published in the Federal Register on October 6, 2014, amended the EPA’s “all appropriate inquiries” (“AAI”) rule under the Superfund by removing recognition of the 2005 standard. [read post]
7 Sep 2022, 9:01 pm
The PCAOB’s Fundamental Role in Improving Audit Quality The PCAOB is tasked with registering public accounting firms that prepare audit reports for issuers and registered broker-dealers; establishing auditing, quality control, ethics, and independence standards; inspecting the audits performed by registered public accounting firms to assess compliance with such standards; and investigating potential violations.[8] This mandate is not limited to… [read post]
8 Jul 2018, 4:58 am
Since there are so many kinds of company chops, it is best to insist on the standard round company chop using red ink. [read post]
18 Dec 2019, 10:42 am
The new decision overrules the standard set in the 2014 Purple Communications, Inc. case and returns to the standard set in the 2007 Register Guard case. [read post]
27 May 2011, 8:00 am
Companies listed on BX Venture Market must be registered under the Exchange Act, current in periodic filings, and have an independent audit committee, among other requirements. [read post]
16 Aug 2018, 10:22 am
The Board is examining whether the Register Guard or Purple Communications standard is appropriate, or whether an entirely separate standard should be enforced. [read post]
10 Jul 2010, 8:18 am
James Assurance, a Barbados insurance company and "sourced through Oppenheimer", despite no evidence on the website of FINRA or the SEC that she or her purported entity had a valid FINRA registration or were a Registered Investment Adviser or Investment Advisory Representative of an RIA. [read post]
Corporate Secretaries Society Suggests to SEC an Alternative to Credit Ratings for Form S-3 Criteria
19 Apr 2011, 4:04 pm
An SEC proposal to eliminate the use of investment grade credit ratings as a criterion for Form S-3 eligibility and replace it with a requirement that a company have issued at least $1 billion of non-equity, non-convertible securities in transactions registered under the Securities Act for cash during the past three years is a standard that many issuers currently satisfying the investment grade criteria may not be able to meet, emphasized the Society of Corporate… [read post]
17 Apr 2019, 8:20 am
Although pre-proposal commenters advised the New Jersey Securities Bureau to wait on the rulemaking until the SEC adopts its Regulation Best Interest (RBI), the Bureau has decided to go ahead with the proposal because RBI’s proposed standard, while higher than the current broker-dealer suitability standard, is not as high as a fiduciary standard for protecting investors. [read post]
28 Jan 2019, 11:18 am
Roy Joseph Failla (CRD #2786551) is a registered broker who is currently employed with First Standard Financial Company LLC (CRD #168340) of Red Bank, NJ. [read post]
