Search for: "Stanley Wells"
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26 Jan 2011, 10:56 am
Victor Stanley, Inc. v. [read post]
9 Mar 2010, 2:31 pm
A former stock loan trader at Morgan Stanley and Bank of America in New York received well over $100,000 of cash kickbacks by steering orders to other brokerage firms, the Securities and Exchange Commission said in a lawsuit filed Tuesday. [read post]
5 Dec 2011, 1:36 pm
A former trader at the Galleon Group and Morgan Stanley is writing "The Buy Side," which its publisher describes as "a journey through the trading underworld as well as a look at after-hours Wall Street. [read post]
14 May 2008, 11:37 pm
In an article well worth reading yesterday at the Weekly Standard, Stanley Kurtz asked the question of what did Barack Obama know about the controversial views and statements of his friend, mentor and pastor of twenty... [read post]
28 Sep 2015, 9:30 pm
The holding is well known: the Due Process Clause prohibits the state from removing children from unwed fathers simply because they are not married and requires the state to provide all parents with a hearing on their fitness. [read post]
4 Sep 2012, 8:39 am
” Boone already was well known to the jurists who hired him. [read post]
15 Jul 2009, 12:39 pm
Well, there is something written and signed—it “exists,” doesn’t it? [read post]
30 Mar 2020, 2:22 pm
The action against Wells Fargo follows other similar actions, including a 2017 settlement in which Morgan Stanley Smith Barney agreed to pay $8 million. [read post]
5 Mar 2009, 12:06 pm
The Boilermaker-Blacksmith National Pension Trust is suing a number of investment banks, credit rating agencies, and underwriters, including Wells Fargo, WFASC, Morgan Stanley & Co., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Bear Stearns & Co., Countrywide Securities Corp., Deutsche Bank Securities Inc., JPMorgan Chase Inc., Bank of America Corp., Citigroup Global Markets Inc., McGraw-Hill Cos., Moody's Investor Services Inc., and Fitch Ratings… [read post]
9 Dec 2014, 7:00 am
However, employees are well aware that deferred comp is simply a way to keep employees from leaving - imagine a system where your boss holds a portion of your pay, and you can only get it if you stay at the firm for another three years.Welcome to the world of deferred compensation.But there is another side of the issue - by delaying payment of salary, commissions and bonuses, the firms save a significant amount of money in that fiscal year, and they do it to shore up their balance sheets,… [read post]
18 May 2016, 8:47 am
Daniel Christian Stanley Powell founded and operated Christian Stanley, Inc. [read post]
2 May 2012, 6:29 am
FINRA announced that it has fined Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
9 Mar 2010, 5:11 am
STANLEY FISH: Miss him yet? [read post]
30 Dec 2014, 9:53 am
Beverly Adkins et al. v Morgan Stanley “The National Consumer Law Center is co-counsel for African American plaintiffs in a prospective class action lawsuit brought against Morgan Stanley. [read post]
18 Nov 2009, 1:45 pm
Since 2008, state securities regulators have secured deals with banks including Citigroup, Merrill Lynch, Goldman Sachs, Deutsche Bank, Wachovia, JP Morgan, Morgan Stanley, UBS and TD Ameritrade. [read post]
25 Feb 2008, 8:21 am
That being the case, one of the jobs of any military training is to rub away the civilized veneer of modern life and turn relatively well adjusted people into [read post]
9 Jun 2010, 8:33 pm
Adler) Tonight the Chicago Blackhawks won the Stanley Cup. [read post]
26 Jan 2016, 6:05 am
In addition to Wells Fargo and Morgan Stanley, FINRA reports that Mr. [read post]
12 Sep 2018, 7:24 am
Previous to working with Wells Fargo, Daniel worked as a broker for Morgan Stanley (MS) and Prudential Securities. [read post]
20 Oct 2015, 2:34 pm
If this is true, it would mean that Abbott Downing would double in its size and would be able to with Merrill’s PBIG and Morgan Stanley’s PWM units.Some reps may choose to go elsewhere. [read post]
