Search for: "THE FINANCIAL SERVICES ROUNDTABLE"
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9 Feb 2015, 9:28 am
Many identify the Financial Services Information Sharing and Analysis Center as adding significant value in this effort. [read post]
17 Sep 2018, 3:13 am
On Friday, I blogged about how the SEC’s Division of Investment Management issued this statement that – ahead of the upcoming “proxy plumbing” roundtable – it was withdrawing two no-action letters granted in 2004 to ISS and Egan-Jones Proxy Services. [read post]
8 Aug 2011, 2:03 am
Testimony before the House, Committee on Financial Services. [read post]
10 May 2012, 9:11 am
Under statute, judge can determine whether something should be heard in high court, taking into account the parties’ financial positions. [read post]
1 Nov 2023, 3:15 am
I blogged in May that a Tennessee court had dismissed a lawsuit filed by the US Chamber of Commerce and the Business Roundtable that challenged the SEC’s decision to reverse parts of its 2020 rulemaking on proxy advisors. [read post]
26 Apr 2010, 12:26 am
I won’t talk about firms, because its been done to death and career services can help you with that more than I can. 1) The Financial Regulatory Agencies. [read post]
2 Mar 2020, 10:15 am
A lot of stuff that’s licensed, there isn’t any quality to control: these aren’t products/services w/any expertise in the licensor co. [read post]
14 Apr 2014, 4:04 am
But what about the financial services industry. [read post]
17 Mar 2010, 6:30 am
I’m livetweeting today’s final FTC Privacy Roundtable (check out the #FTCPriv hashtag on Twitter). [read post]
27 Jun 2023, 8:37 am
In his speech, delivered at the Financial Services Lawyers Association, Mr Dearie explains the rationale behind the changes proposed in the BoE’s recent consultation paper on enforcement (CP9/23). [read post]
22 Mar 2019, 8:14 am
...Benchers attend monthly committee and Convocation meetings to develop policies related to the governance of individuals licensed to practise law and licensed to provide legal services in Ontario. [read post]
28 Nov 2023, 4:50 pm
October was another busy month in the financial services regulatory space. [read post]
23 Apr 2011, 4:49 am
Session 2: Confusion Analysis Considered Prescriptively Introduction: Eric Goldman Figuring out what’s in consumers’ minds is an enterprise that will never give a clean answer. [read post]
15 Apr 2021, 6:20 am
One financial services client, for example, met with large institutional investors recently and spent almost a full hour on ESG. [read post]
5 Mar 2015, 11:29 am
The trade groups consist of the American Bankers Association, American Financial Services Association, Consumer Bankers Association, Credit Union National Association, Financial Services Roundtable, Independent Community Bankers of America, National Association of Federal Credit Unions, and U.S. [read post]
2 Jul 2014, 12:46 pm
This past April, at the 19th Annual Consumer Financial Services Institute in Chicago (which I co-chaired), Will Wade-Gery (who is managing the study for the CFPB) indicated that the study will be completed by the end of this year. [read post]
1 Jul 2013, 3:00 am
. **** July 2 Sponsor: HFA Event: HFA Northeast Chapter Golf League Location: Rye, NY July 8-9 Sponsor: PLI Event: Private Equity Forum Location: New York, NY July 8-10 Sponsor: Financial Services Institute Event: FSI 2013 Advocacy Summit and National Discussions Location: Washington D.C. [read post]
12 Apr 2016, 9:27 am
Finally, the provider could not directly receive a financial benefit from the positing of the material. [read post]
13 Feb 2012, 11:02 am
On Thursday, (2/16), the House Financial Services Committee will markup H.R. 2308,"SEC Regulatory Accountability Act, a bill pushed b Rep. [read post]
22 Dec 2015, 5:00 am
The bill seeks to fix this by mandating a basic amount of information about the degree to which a firm is protecting the economic and financial interests of the firm from cyberattacks, she saidA matter of national security. [read post]
