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5 Nov 2021, 4:00 am
Richard Burr dumped more than $1.6 million in stocks in February 2020, a week before the coronavirus market crash, he called his brother-in-law, according to a new Securities and Exchange Commission (SEC) filing. [read post]
4 Nov 2021, 7:58 am
” The “work-for-hire” authors typically relinquish their publishing rights to the publishers, and are compensated differently from authors who sell their publishing rights in exchange for an advance and royalties. [read post]
26 Oct 2021, 9:01 pm
The webinar series will engage experts from the public and private sectors in a collaborative exchange of ideas and experiences related to the importance of a robust food safety culture in helping to ensure safe food production. [read post]
5 Oct 2021, 6:15 pm
The Hershey Company (hot fudge topping); Huston v. [read post]
29 Sep 2021, 7:51 am
In Personavera, LLC v. [read post]
29 Sep 2021, 7:51 am
In Personavera, LLC v. [read post]
27 Sep 2021, 12:59 pm
Alvarez, managing principal at BridgeCounsel Strategies LLC. [read post]
1 Sep 2021, 1:36 pm
The Securities and Exchange Commission announced today that it has filed an action against BitConnect, an online crypto lending platform, its founder Satish Kumbhani, and its top U.S. promoter and his affiliated company, alleging that they defrauded…Read the Full Press ReleaseHave a securities law question? [read post]
30 Aug 2021, 11:18 am
Cowen and Company, LLC and Needham & Company, LLC served as non-exclusive lead capital markets advisors to Cellebrite. [read post]
6 Aug 2021, 6:09 am
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
6 Aug 2021, 4:00 am
It underlines the conundrum for a network whose top-rated anchor belongs to one of the country’s most powerful families, and the lengths that CNN has gone to accommodate Chris Cuomo, even as he had to apologize for participating in strategy sessions with Gov. [read post]
5 Aug 2021, 5:41 am
Before the United States Copyright Royalty JudgesCopyright Royalty Board Library of Congress Docket No. 21–CRB–0001–PR (2023–2027) COMMENTS OF HELIENNE LINDVALL, DAVID LOWERY AND BLAKE MORGAN Helienne Lindvall, David Lowery and Blake Morgan submit these comments responding to the Copyright Royalty Judges’… [read post]
2 Aug 2021, 6:59 am
The Securities and Exchange Commission’s Whistleblower Program under the Biden administration has picked up where it left off under President Obama, aggressively enforcing Rule 21F-17(a) against employers whose policies may impede employees from communicating with the SEC. [read post]
23 Jul 2021, 8:38 am
Gupta addressed top issues affecting retailers during a “fireside chat” with NRF Chief Administrative Officer and General Counsel Stephanie Martz. . . . [read post]
9 Jul 2021, 10:11 am
The law was backed by payment processing technology company CardX LLC, which lobbied the legislature to push through the bill and allow surcharges. [read post]
9 Jul 2021, 7:07 am
The exchanges had filed a challenge to the plans 65 days after the Commission’s action, falling outside of the Exchange Act’s deadline of 60 days for challenging Commission orders. [read post]
2 Jul 2021, 9:43 am
In its settlement against New York broker-dealer Guggenheim Securities, LLC (Guggenheim), the SEC not only censured Guggenheim but also hit it with a penalty of $208,912. [read post]
28 Jun 2021, 3:10 am
On top of about $19 million in third-party financing, West ended up contributing about $15 million. [read post]
14 Jun 2021, 2:22 am
In exchange, 1-800 Contacts agreed not to advertise to individuals who searched for the names of rivals. [read post]
11 Jun 2021, 9:20 am
Earlier this year, a surcharging ban in Kansas was struck down after CardX LLC, a surcharging-services provider, filed suit against it. [read post]
