Search for: "The Trader" Results 141 - 160 of 7,334
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11 Jul 2017, 7:37 am by Mark Astarita
Bored Traders on Tinder Are a Symptom of Wall Street Revenue Dip"One bond trader says he’s been slipping out early to watch his kids play sports. [read post]
31 May 2024, 9:39 am by Daily Record Staff
Baltimore-based Continental Realty Corporation signed a lease to bring Trader Joe’s to Sweetgrass Corner in the Charleston, South Carolina, area. [read post]
28 May 2013, 11:45 am by But I Do Have a Law Degree
"You will never see as many investors or traders as men, period, end of story . . . . [read post]
3 Sep 2023, 3:52 pm by Bill Marler
Trader Joe’s Recent Recalls – since July Texas Tamales – Milk allergen not disclosed Multigrain Crackers – Metal Almond Cookies – Rocks Broccoli Cheddar Soup – Insects Falafel – Rocks [read post]
10 Nov 2019, 9:48 pm by Andrew Hudson
That is not to say that the ATTP and the broader ‘trusted trader’ agenda cannot be improved. [read post]
5 Jul 2019, 7:36 am by ccollins
Rinfret, who is a former New York trader, is now also facing parallel criminal charges. [read post]
28 Aug 2013, 6:47 am by Mandour & Associates
  To continue reading, click: Trader Joes Sues its Own Self Proclaimed "Best Customer" for Trademark Infringement [read post]
24 May 2013, 11:36 am by Securites Lawprof
The SEC announced fraud charges and an asset freeze against Daniel Bergin, a senior equity trader at Cushing MLP Asset Management, a Dallas-based investment advisory firm, who allegedly profited by placing his own trades before executing large block trades for... [read post]
6 Jul 2010, 3:47 am by By DEALBOOK
Tan Maruyama, a former proprietary trader at Goldman Sachs, aims to boost assets of his new Japan-focused hedge fund, which bets on securities ranging from equities to convertible bonds, to about $114 million, Bloomberg News reported. [read post]
9 Apr 2010, 6:06 am by By DEALBOOK
Traders, The Washington Post says, were smart enough to bet against the housing bubble lasting very long, and with the right financial structures, the United States could make it possible for them to bet in other ways, which would signal to policymakers that trouble is brewing somewhere. [read post]
5 Mar 2008, 12:34 am
Traders in financial markets will have to record phone transactions and keep the recordings for six months, financial regulator the Financial Services Authority (FSA) has ordered. [read post]
28 Jan 2011, 6:46 am by Securites Lawprof
The SEC today announced insider trading charges against Michael Cardillo, a former trader at the hedge fund investment adviser Galleon Management, LP, for trading ahead of September 2007 announced acquisition of 3Com Corp., and November 2007 announced acquisition of Axcan... [read post]
13 Jul 2011, 4:49 am by Securites Lawprof
The SEC recently settled charges against Jennifer Kim, a former trader at Morgan Stanley & Co. assigned to the swaps desk. [read post]
17 Mar 2010, 1:56 am by By CHRIS V. NICHOLSON
The Financial Services Authority, the British securities regulator, said Wednesday that it had banned Alexis Stenfors, once a proprietary trader for Merrill Lynch's international arm, from regulated market activity, saying he had mismarked his positions while on the bank's short-term interest rate desk. [read post]
23 Jan 2013, 11:30 am by JA Hodnicki
Daniel Sokol Francesca Busetto (Universita degli Studi di Udine), Giulio Codognato (Universita degli Studi di Udine), and Sayantan Ghosal (Warwick) describe Noncooperative Oligopoly in Markets with a Continuum of Traders: A Limit Theorem. [read post]
5 Dec 2006, 4:51 am
The Jefferies Group, the brokerage firm, has agreed to pay about $9.7 million to settle charges that it gave $2 million worth of gifts, travel and entertainment to equity traders employed by Fidelity Investments to win business, the Securities and Exchange Commission said Monday. [read post]
26 Jan 2012, 1:07 pm by Securites Lawprof
The SEC charged a trader in Latvia for conducting a widespread online account intrusion scheme in which he manipulated the prices of more than 100 NYSE and Nasdaq securities and caused more than $2 million in harm to customers of... [read post]
16 Aug 2012, 5:40 am by By DEALBOOK
A trader at Morgan Stanley Smith Barney blew past his $116 million trading limit to amass a $1.3 billion bet in 2009, Financial Industry Regulatory Authority records show, according to Bloomberg News. [read post]