Search for: "Traditions Capital Management LLC" Results 141 - 160 of 392
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16 Dec 2019, 1:57 am by Peter Mahler
In the one are highly capitalized enterprises, usually manager-managed with any number of sophisticated non-managing members/investors, all of whom are represented by or have access to competent legal and financial advisors. [read post]
13 Nov 2019, 6:24 am by John Jascob
She recommends to shift regulation from the time of offer to the time of sale, and that there should be no prohibitions on general solicitation anywhere in the exempt offering framework.As to the accredited investor definition, Hanks recommends:Keep the existing financial qualification, but index it to inflation from now on;Add accreditation by means of a securities specific educational qualification, such as holding CFA designation or certain FINRA licenses;Add accreditation by reference to a… [read post]
24 Oct 2019, 2:40 pm by Kevin LaCroix
  According to the SEC’s complaint, Telegram and TON began raising capital in January 2018 to finance the companies’ business, including the development of their own blockchain, the “Telegram Open Network” or “TON Blockchain,” as well as the mobile messaging application Telegram Messenger. [read post]
8 Aug 2019, 6:31 am by Joel R. Brandes
August 1, 2019Recent LegislationUnlawful dissemination or publication of an intimate image added to Family Court Act §812Laws of 2019, Ch 109 added the crime of unlawful dissemination or publication of an intimate image to the Penal Law as § 245.15 effective September 21, 2019. [read post]
17 Jul 2019, 1:59 pm by Unknown
  After the units were sold in 2006, the LLC wrapped up operations.Sedgwick is a Chicago based corporation and was the initial manager for 1950 Logan. [read post]
10 Jul 2019, 4:17 am by Hedge Fund Lawyer
  One alternative to traditional private offerings for token projects is the Regulation A+ public offering of tokens for up to $50M in proceeds. [read post]
4 Jun 2019, 10:24 am by Renae Lloyd
According to the DI Wire, FS/KKR Advisor LLC, a partnership between FS Investments and KKR Credit Advisors LLC, are planning to merge four non-traded business development companies under its advisement. [read post]
3 Jun 2019, 7:11 am by John Jascob
The panelists included Joshua Ashley Klayman, Founder and Managing Member, Klayman LLC; Paul Brody, Principal, Ernst & Young; and Aaron Wright, Professor, Cardozo Law School. [read post]
29 May 2019, 5:06 pm by Kevin LaCroix
Cryptocurrencies also operate outside of traditional and established financial networks and are alarmingly unregulated. [read post]
22 May 2019, 3:56 am by Kevin LaCroix
To determine how traditional securities regulation applies to ICOs, the four-pronged Howey Test, derived from the 1946 Supreme Court decision in SEC vs. [read post]
21 May 2019, 12:45 pm by Geoff Cockrell
Experts included Russell Bryan, Managing Director of Bailey Southwell, Aly Champsi, Managing Director of DW Healthcare Partners, Cary Gibson, Vice President of Farragut Square Group, LLC, Matthew Pettit, Partner of Seven Hills Capital and Mike Healy, Partner at Healy Capital Partners. [read post]
16 May 2019, 7:09 am by Amber Walsh
Experts included Francis Acunzo, CEO & Partner – Acara Partners; Samarth Chandra, Managing Partner – Enhanced Healthcare Partners; Alejandro Fernandez, Chief Executive Officer – NavaDerm; Daniel Groisser, M.D., Medical Director & Executive Chairman – The Dermatology Group; and John Pouschine, Co-Founder & Managing Member – Pouschine Cook Capital Management, LLC. [read post]
3 May 2019, 7:56 am by Amber Walsh
Experts included Neil Johnson, Managing Partner at Lawrence, Evans & Co, LLC; Dave Philipp, Managing Director at Crestline Investors, Inc.; Todd Roland, Principal at GCM Grosvenor; and Brian Yoon, Principal at Corbel Capital Partners. [read post]
11 Mar 2019, 7:42 am by Stoltmann Law Offices
  GPB Capital Holdings, LLC is a New York-based issuer of private placements offered under the “GPB” moniker. [read post]
20 Feb 2019, 9:00 am by Colby Pastre
It can be argued that higher education is an investment in human capital, similar to investments in physical capital. [read post]
18 Feb 2019, 2:34 pm by Kevin LaCroix
While these digital assets and the technology behind them may present a new and efficient means for carrying out financial transactions, they also bring increased risk of fraud and manipulation because the markets for these assets are less regulated than traditional capital markets. [read post]
1 Feb 2019, 10:51 am
Why They Do It: Inside the Mind of the White-Collar Criminal by Eugene Soltes; Capital Offenses: Business Crime and Punishment in America’s Corporate Age by Samuel W. [read post]
1 Feb 2019, 8:19 am by Walker & Walker Law Offices
  The PRA group returns capital to banks and other creditors to reduce bad loans. [read post]