Search for: "Transaction Holdings, LLC"
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18 Sep 2023, 6:37 pm
XRI Investment Holdings LLC, Del. [read post]
18 Sep 2023, 2:06 pm
Fortunately, we finally have an answer to this question from the California Court of Appeals via its ruling in LSNU #1, LLC v. [read post]
18 Sep 2023, 4:34 am
., conversion to an LLC), or to disposition of the entity’s assets (i.e., sale to a third party). [read post]
13 Sep 2023, 6:06 am
FINRA Rule 2111 requires that broker-dealers must have a reasonable basis to believe the number of recommended transactions within a certain period is not excessive (i.e., that the investor’s account is not being churned). [read post]
12 Sep 2023, 9:16 am
Natalie was a Spring 2023 legal intern with the Center for Art Law, and now works as the Director of Audit and Compliance with Tri-Merit LLC. [read post]
11 Sep 2023, 7:46 am
Plaintiff fired BFP andSteier in May 2015 because plaintiff was not satisfied with Steier’s handling of certainreal estate transactions. [read post]
10 Sep 2023, 5:59 pm
Duty to Inform The court reasoned that the duty of disclosure is a context-specific duty, and “no Delaware decision holds that fiduciaries do not owe any duty in the context of a transaction in which the fiduciaries unilaterally eliminate their investors from an enterprise. [read post]
10 Sep 2023, 3:55 pm
In AB Stable VIII LLC v. [read post]
8 Sep 2023, 9:44 am
Churning can be costly due to transaction costs and possible capital losses due to the frequent trading. [read post]
8 Sep 2023, 7:36 am
Cardone believes the Ninth Circuit’s holding widens the Circuit Courts’ split over bespeaks caution, a split that it contends should be resolved by the Supreme Court, and directly conflicts with other Circuits’ and the Supreme Court’s prior interpretations of “statutory seller” (Cardone Capital, LLC v. [read post]
1 Sep 2023, 6:30 am
CalSTRS Escalates Efforts to Hold Global Companies Accountable for Not Adequately Disclosing Climate Change Risks Posted by Rebecca Forée, and Aeisha Mastagni, California State Teachers’ Retirement System, on Friday, August 25, 2023 Tags: Board of Directors, CalSTRS, Climate change, Proxy season SEC’s New Rules on Use of Data Analytics by Broker-Dealers and Investment Advisers Posted by Hardy Callcott, Jay Baris and Laurie Kleiman, Sidley Austin LLP, on Saturday,… [read post]
1 Sep 2023, 6:30 am
CalSTRS Escalates Efforts to Hold Global Companies Accountable for Not Adequately Disclosing Climate Change Risks Posted by Rebecca Forée, and Aeisha Mastagni, California State Teachers’ Retirement System, on Friday, August 25, 2023 Tags: Board of Directors, CalSTRS, Climate change, Proxy season SEC’s New Rules on Use of Data Analytics by Broker-Dealers and Investment Advisers Posted by Hardy Callcott, Jay Baris and Laurie Kleiman, Sidley Austin LLP, on Saturday,… [read post]
30 Aug 2023, 5:09 pm
The same cause of action is asserted where the second claim is based on the same set of transactional facts as the first. [read post]
30 Aug 2023, 4:21 pm
So the new homeowner sues under the (California) Fair Debt Collection Practices Act.The trial court dismisses the complaint on a demurrer, holding that the new homeowner wasn't covered by the statute because the new homeowner (1) didn't actually buy anything from the solar company, so it wasn't a consumer transaction (between them), and (2) didn't actually owe the defendant money.But the Court of Appeal -- entirely rightly -- reverses. [read post]
30 Aug 2023, 5:45 am
Whether it’s choosing between operating as an LLC or incorporating as an S-Corp or C-Corp, professional guidance can make all the difference when optimizing your taxes while remaining compliant with state laws. [read post]
27 Aug 2023, 7:49 pm
From June 2019 through May 2022, Liddle purportedly misappropriated the money from clients of Prosper Wealth Management, LLC (“PWM”), an investment adviser which he controlled. [read post]
21 Aug 2023, 12:51 pm
Media Holdings, LLC v. [read post]
16 Aug 2023, 9:04 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated [read post]
15 Aug 2023, 4:50 am
The minority owner, who holds a smaller stake in the company, may feel powerless to address this unfair behavior due to the lack of legal protection for minority owners within an LLC. [read post]
14 Aug 2023, 9:11 am
” (Quoting POET, LLC v. [read post]
