Search for: "U.S. Well Services, LLC"
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9 Aug 2023, 11:25 am
The firms and their penalties have been produced and outlined as follows: Wells Fargo Securities, LLC together with Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC agreed to pay a $125 million penalty; BNP Paribas Securities Corp. and SG Americas Securities, LLC have each agreed to pay penalties of $35 million; BMO Capital Markets Corp. and Mizuho Securities USA LLC have each agreed to… [read post]
31 Jul 2023, 5:50 am
appeared first on Zevan Murphy, LLC. [read post]
31 Jul 2023, 5:50 am
appeared first on Zevan Davidson Roman, LLC. [read post]
27 Jul 2023, 6:39 am
Ulrich The Supreme Court’s ruling in 303 Creative LLC v. [read post]
25 Jul 2023, 6:00 am
In 303 Creative LLC v. [read post]
21 Jul 2023, 6:00 am
How U.S. [read post]
20 Jul 2023, 2:09 am
For this service, brokerage firms are generally paid a high commission, often 7% or higher (a 7% up front commission is well in excess of the commissions offered financial advisors selling annuities or mutual funds, which creates an inherent conflict of interest for advisors recommending DST investments). [read post]
19 Jul 2023, 9:42 am
By Suzanne CosgroveThe CFTC’s Technology Advisory Committee Tuesday took on some of the weightier tech topics facing regulators today, including how the responsible use of AI can be mandated, specifically in financial services, as well as a movement by some digital asset markets to DeFi. [read post]
19 Jul 2023, 6:29 am
JustAnswer LLC, 73 Cal. [read post]
17 Jul 2023, 8:32 am
VIP Products LLC (covered in this excellent post by Lisa Ramsey). [read post]
16 Jul 2023, 10:41 pm
U.S. [read post]
16 Jul 2023, 9:01 pm
However, litigants will likely seek to leverage the Court’s rejection of diversity as a sufficiently compelling basis for race-conscious admissions in service of a broader campaign against diversity, equity, and inclusion initiatives in the workplace. [read post]
16 Jul 2023, 12:49 pm
In 2020, Ridge Renewables, LLC, bought all of the wind rights attached to the land from the former owner of the property who had reserved those rights in its sale. [read post]
13 Jul 2023, 6:19 pm
The courthouse is named after U.S. [read post]
13 Jul 2023, 9:56 am
In the following guest post, Nessim Mezrahi, co-founder and CEO at SAR LLC, analyses the potential financial exposure associated with the securities suit filings from the year’s first six months, as well as the implications of the filings for the D&O insurance industry. [read post]
12 Jul 2023, 7:20 am
Bridge Legal Support Services LLC, No. 23-cv-03487 (N.D. [read post]
11 Jul 2023, 1:20 pm
IncNow can help U.S. and non-U.S. citizens obtain an EIN number from the IRS. [read post]
10 Jul 2023, 2:04 pm
As a result, many of them may now qualify for asylum in the U.S. [read post]
7 Jul 2023, 1:24 pm
Wells Fargo Clearing Services, LLC also uses the trade name of Wells Fargo Advisors. [read post]
5 Jul 2023, 9:08 am
Protections are provided under the FEHA, as well as the Unruh Civil Rights Act (California’s version of Colorado’s CADA), which requires both public and private businesses to provide individuals “full and equal accommodations, advantages, facilities, privileges or services in all business establishments. [read post]
