Search for: "UBS Group AG"
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28 Aug 2015, 8:15 am
Stein has voiced her objections to waivers on at least two other occasions regarding Deutsche Bank AG and for multiple waivers granted to UBS AG, Barclays Plc, Citigroup Inc., JPMorgan Chase & Co., and the Royal Bank of Scotland Group Plc. [read post]
3 Jul 2014, 7:10 pm
., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, HSBC Holdings plc, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]
6 Feb 2012, 8:40 am
As “Customer Identification At UBS AG And Some Other Banks” indicates, Swiss banks detect the true beneficial owners of bank accounts by requiring bank customers to execute Form A’s. [read post]
23 Nov 2015, 11:40 am
The White Law Group is investigating the liability that brokerage firms may have for recommending certain structured notes tied to oil, including structured notes tied to oil offered by Barclays (NYSE:BCS), Morgan Stanley (NYSE:MS), Deutsche Bank (NYSE:DB), UBS (NYSE:BNP PARIBAS), Citigroup (NYSE:C), Bank of America Merrill Lynch (NYSE:BAC), JPMorgan Chase(NYSE:JPM), Credit Suisse (NYSE:CS), and BNP Paribas. [read post]
2 Dec 2008, 10:07 pm
Those clients are: Novartis AG, Panasonic Corp., Qatar Investment Authority, and UBS AG. [read post]
20 Mar 2008, 9:07 am
UBS AG, the large Swiss bank, is also reported to be considering selling business units to raise cash. [read post]
22 Nov 2010, 9:01 am
”The investigation has touched a number of companies, the Journal said, including: Primary Global Research LLC, Goldman Sachs Group Inc., Broadband Research LLC, First New York Securities LLC, Ziff Brothers, Jana Partners LLC, TPG-Axon Capital Management, Prudential Financial Inc.'s Jennison Associates asset-management unit, UBS AG's UBS Financial Services Inc. unit, and Deutsche Bank AG.Insider-trading charges are expected against consultants,… [read post]
9 Aug 2010, 3:10 pm
In addition, elderly con artists seek out their own age group partly because senior citizens put more confidence in someone their age, says Denise Voigt Crawford, president of the North American Securities Administrators Assn. [read post]
10 Feb 2011, 6:15 am
UBS AG (download here), decided late last month in Connecticut District Court. [read post]
Investors Left Out of the Auction Rate Securities Regulatory Settlements Are Suing to Recover Losses
22 Jun 2009, 9:46 am
One of the targets of the new wave of suits by "left out" investors is UBS Securities LLC, the New York-based subsidiary of Swiss giant UBS AG. [read post]
27 May 2011, 8:25 pm
In a separate incident, Lucille Jackson of Hillsdale was charged and convicted of filing a false federal tax return that did not include income from a foreign bank account in which she had $750,000 with UBS AG of Switzerland. [read post]
18 Jul 2008, 4:26 pm
Morgan Stanley UBS AG Freddie Mac Fannie Mae [read post]
26 Aug 2008, 5:42 pm
., Morgan Stanley, Wachovia Corp, JP Morgan Chase and Co, UBS AG, and Goldman Sachs Group Inc., are now required to do, so per their settlements with federal and state regulators. [read post]
29 Aug 2012, 6:41 am
Reports indicate that Cole Credit Property Trust II has hired Morgan Stanley and UBS Investment Bank explore their exit event options. [read post]
29 Aug 2012, 6:41 am
Reports indicate that Cole Credit Property Trust II has hired Morgan Stanley and UBS Investment Bank explore their exit event options. [read post]
22 May 2007, 12:19 am
Rahim bought, through UBS AG London, 6,700 TXU call option contracts that had March 2007 expiration dates. [read post]
24 Oct 2011, 8:47 am
The other banks among the 11 being investigated by the IRS include HSBC Holdings Plc, Basler Kantonalbank, Wegelin & Co., Zuercher Kantonalbank, Julius Baer Group Ltd., Bank Leumi Le-Israel BM, Bank Hapoalim BM, and Mizrahi-Tefahot Bank Ltd, Liechtensteinische Landesbank AG and an asset manager, NZB AG. [read post]
8 Apr 2009, 3:22 pm
She also dismissed claims against Barclays Bank PLC and UBS AG. [read post]
6 Jul 2015, 4:25 pm
., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]
5 Aug 2008, 3:36 pm
Cuomo's office has already filed a lawsuit against UBS AG, accusing the Swiss bank's executives of selling their personal holdings in auction-rate securities in the months leading up to the market's collapse, based on knowledge of problems in the market. [read post]
