Search for: "US Securities and Exchange Commission"
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26 Apr 2024, 10:47 am
In exchange, the homeowner agrees to use the agent’s services exclusively when selling the property within a specific timeframe, typically 30 to 40 years. [read post]
25 Apr 2024, 9:05 pm
Securities and Exchange Commission, 140 S. [read post]
25 Apr 2024, 9:01 pm
Securities and Exchange Commission (SEC) takes the position that the insider trading laws apply where an insider uses material non-public information about his or her own company to trade securities of another company, such as a competitor or peer company in the same industry. [read post]
25 Apr 2024, 11:36 am
Securities and Exchange Commission (SEC) Whistleblower Program, says Allison Herren Lee, former SEC Commissioner and currently Of Counsel at the whistleblower firm Kohn, Kohn & Colapinto. [read post]
25 Apr 2024, 7:10 am
Doing so, the petitioners say, would improve the usefulness of Form 13F filings and increase investor confidence in the securities markets.Form 13F. [read post]
25 Apr 2024, 6:41 am
To illustrate this point, we’re summarizing highlights of the hundreds of FOIA requests submitted by media organizations to the Food and Drug Administration and the Securities and Exchange Commission during March (the most recent month for which information is available). [read post]
25 Apr 2024, 2:55 am
In respect of secondary use of health data, for example, it will assist Member States in coordinating the practices of their Health Data Access Bodies (HDABs), exchange best practices that help the Commission in preparing its secondary legislation, and share information on identified risks and incidents in relation to the secondary use of health data. [read post]
24 Apr 2024, 12:17 pm
Securities and Exchange Commission (SEC), which has a similar whistleblower rule, has cracked down on companies for muzzling whistleblowers through restrictive NDAs. [read post]
24 Apr 2024, 12:16 pm
Earlier in March, the US Securities and Exchange Commission charged investment advisers Delphia (USA) Inc. [read post]
24 Apr 2024, 10:42 am
In essence, SPACs have been used to circumvent the spirit of the nation’s federal securities laws, which is to protect the investing public. [read post]
24 Apr 2024, 3:04 am
Hence, we believe investors should vote AGAINST board members with primary responsibility of oversight of the decision to use company funds to litigate rather than pursue standard Securities and Exchange Commission (SEC) procedures. [read post]
23 Apr 2024, 5:57 am
These figures are sobering, as they show that Russia is using Western goods to kill Ukrainians. [read post]
22 Apr 2024, 10:00 pm
The proposal would apply to investment advisers registered with the US Securities and Exchange Commission, as well as exempt-reporting advisers. [read post]
22 Apr 2024, 10:00 pm
The proposal would apply to investment advisers registered with the US Securities and Exchange Commission, as well as exempt-reporting advisers. [read post]
22 Apr 2024, 10:00 pm
The proposal would apply to investment advisers registered with the US Securities and Exchange Commission, as well as exempt-reporting advisers. [read post]
22 Apr 2024, 10:00 pm
The proposal would apply to investment advisers registered with the US Securities and Exchange Commission, as well as exempt-reporting advisers. [read post]
22 Apr 2024, 10:00 pm
The proposal would apply to investment advisers registered with the US Securities and Exchange Commission, as well as exempt-reporting advisers. [read post]
22 Apr 2024, 10:00 pm
The proposal would apply to investment advisers registered with the US Securities and Exchange Commission, as well as exempt-reporting advisers. [read post]
22 Apr 2024, 2:04 pm
Apr. 12, 2024) (“MIC”), the United States Supreme Court (Sotomayor, J.) held unanimously that “pure omissions” in a Securities and Exchange Commission (“SEC”) filing do not support liability under SEC Rule 10b-5(b). [read post]
22 Apr 2024, 1:35 am
However, the Self-Employment Contribution Act (SECA) requires self-employed individuals to pay federal taxes of 15.3% (12.4% for Social Security, 2.9% for Medicare), sometimes called self-employment taxes, or social security taxes. [read post]
