Search for: "US Securities and Exchange Commission v. Smith" Results 141 - 160 of 175
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14 Jan 2016, 5:10 pm by Trent Dykes
  In 2015, proxy access, shareholder activism and newly adopted or proposed rules from the Securities Exchange Commission were some of the big-ticket items. [read post]
29 Dec 2017, 7:34 am by Ben
It no doubt explains why Spotify and China's internet giant Tencent exchanged equity stakes of just under 10 per cent of each other, and why Tencent now has a $2 billion stake in Snapchat. [read post]
29 Jul 2017, 9:07 am by Law Offices of Jeffrey S. Glassman
Securities and Exchange Commission for allegedly entering into deals with surgeons to make them choose particular models of hip implants instead of using their independent medical judgement. [read post]
Another example would be the understanding of the concept of jurisdiction which we finally resolved in Smith and Ellis (Smith & Ors v The Ministry of Defence [2013] UKSC 41). [read post]
16 Sep 2010, 7:06 pm by Dorothy
ARTHUR JAMES CONLAN, Appellee. 4th District.Evidence -- Hearsay -- For purposes of statute requiring commission to investigate certain election law violations after having received sworn complaint or information reported to commission by Division of Elections and further providing that sworn complaint must be based upon personal information or information other than hearsay, administrative law judge properly interpreted “hearsay” according to its common usage, rather… [read post]
24 Sep 2010, 3:08 pm by Anna Christensen
§ 1983 for failing to prevent another officer’s use of force when that force was used within a short period such that a reasonable officer in the same circumstance would not have had a realistic opportunity to intervene; (2) whether the commands “get on the ground, drop the gun” are sufficient to satisfy the warning required prior to the use of deadly force; and (3) whether a party’s self-serving testimony that contradicts his or her prior… [read post]
16 Apr 2009, 1:44 pm
" He has sued Gary Weiss, the Securities and Exchange Commission, and Yahoo claiming among other things delusional criminal conspiracies singling out Jews, in particular. [read post]
9 Jan 2012, 12:53 pm by 1 Crown Office Row
In one memorable exchange, Smith was asked what a buttplug was. [read post]
15 May 2024, 9:01 pm by renholding
Following an investigation by the SEC’s Division of Enforcement, the Commission institutes an administrative proceeding and finds that because of the mutual conflict of interest created by the audit firm’s provision of non-audit services at reduced rates in exchange for being chosen as the company’s auditor, the audit firm and audit partner were not independent within the meaning of Rule 2-01(b) of Regulation S-X. [read post]
6 Nov 2016, 4:14 pm by INFORRM
Karl Oyston, Owen Oyston’s son and owner of the club has admitted ‘We shouldn’t have sued Jeremy Smith. [read post]
4 Sep 2022, 4:15 pm by INFORRM
Internet and Social Media The Centre for Internet and Society blog has published an analysis of Peiter “Mudge” Zatko’s whistleblower complaint with the US Securities and Exchange Commission, filed in July 2022, which accuses the platform of serious security failings. [read post]
30 Nov 2017, 8:29 am by Andrew Hamm
The rest of us may only dream of a seat on the bench, but we can learn a lot as well. [read post]
18 Sep 2008, 8:56 pm
Issue: Whether an Arizona commission violated the free speech rights of an anti-abortion organization by denying its application for a specialty “Choose Life” license plate. [read post]