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5 Feb 2021, 7:36 am by Ruth Carter
For example, if your entity was XYZ Company LLC and your did business as Green Ice Marketing, if you registered Green Ice Marketing as your trade name, your state might not let another company use the same name and compete with you ask Green Ice Marketing LLC. [read post]
7 Nov 2023, 8:37 am by The White Law Group
Algorithmic TradingUsing Regulatory Notice 15-09 guidance to inform surveillance programs for firms engaged in algorithmic trading. [read post]
20 Mar 2019, 3:31 pm by Miguel Roura
Dorfman, CEO of Hollywood-based Simple Health Plans LLC, is using “procedural maneuvers” to delay turning over his firm to a court-appointed receiver, giving customers an opportunity to cancel their “worthless” insurance policies. [read post]
28 Oct 2020, 6:00 am by zamansky
The post FINRA Wants Investors to Know that it Does NOT Approve Securities for Trading appeared first on Zamansky LLC. [read post]
6 Sep 2016, 7:55 am
Where there are words used in a specific trade or industry, parties may explain the “peculiar meaning” of the words to enable the court to interpret the contract language and the intent of the parties. [read post]
30 Jul 2018, 9:03 am by Staff Attorney
Unauthorized trading is often a gateway violation to other securities violations including churning, unsuitable investments, and excessive use of margin. [read post]
4 Jul 2017, 5:00 am by Vandenack Weaver LLC
© 2017 Vandenack Weaver LLC For more information, Contact Us [read post]
1 Dec 2020, 11:47 am by Staff Attorney
  Certain commonly used measures and ratios used to determine churning help evaluate a churning claim. [read post]
7 Apr 2021, 6:38 am by Staff Attorney
Unauthorized trading is often a gateway violation to other securities violations including churning, unsuitable investments, and excessive use of margin. [read post]
18 Apr 2016, 2:23 pm by Andrew Dixon
In One Group LLC v Gouverneur Inc, the FCA reviewed the Registrar’s decision not to expunge One Group LLC’s (“One Group”) trade-mark registration for STK (the “Mark”) on the basis of non-use, as well as the subsequent Federal Court (“FC”) decision to overturn the Registrar’s ruling. [read post]
28 Mar 2022, 2:17 am by Alyson Poole (AU)
Beware of using content creation platforms and if used, read the terms and conditions to ensure that underlying intellectual property rights in trade marks created are assigned. [read post]
28 Mar 2022, 2:17 am by Alyson Poole (AU)
Beware of using content creation platforms and if used, read the terms and conditions to ensure that underlying intellectual property rights in trade marks created are assigned. [read post]
8 May 2009, 12:59 pm
We welcome and anticipate papers that use varied methodologies related to the issues raised in the program description and anticipate lively discussion. [read post]
23 Feb 2009, 12:50 am
Riverside, CA - Vista Del Mar Food & Beverages, LLC filed a Lanham Act § 43(a) trade dress infringement, false advertising, and unfair competition lawsuit at the Federal District Court in Riverside. [read post]
27 Mar 2009, 1:49 pm
ICE US Trust LLC, a division of InternationalExchange Inc., began processing credit default swap trades on March 9. [read post]
10 Nov 2023, 11:33 am by Cat Johns and Dawn Mertineit
Boston Beer Corporation (“Boston Beer”) recently filed suit seeking monetary and injunctive relief in Massachusetts state court, alleging a former employee and his new employer, the competing alcoholic beverage company Downeast Cider House LLC (“Downeast”), were using Boston Beer’s trade secrets to unfairly compete with it and divert business opportunities to Downeast. [read post]