Search for: "United States Commodity Futures Trading Commission"
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12 May 2021, 11:13 am
Commodity Futures Trading Commission (CFTC) Whistleblower Program is facing a financial crisis. [read post]
2 Jan 2014, 4:28 pm
Ikenson and Scott Lincicome, “Audaciously Hopeful: How President Obama Can Help Restore the Pro-Trade Consensus,” Cato Institute, Trade Policy Analysis No. 39, April 28, 2009: http://www.cato.org/publications/trade-policy-analysis/audaciously-hopeful-how-president-obama-can-help-restore-protrade-consensusScott Lincicome, “The Idiocy and Immorality of American Tariffs,” Blog, October 10, 2009;… [read post]
16 Jun 2015, 9:09 am
The court cited the Supreme Court’s holding to that effect in Commodity Futures Trading Commission v. [read post]
2 Aug 2022, 11:04 am
Caroline Pham, a Republican member of the Commodity Futures Trading Commission, characterized the SEC’s action as a “striking example of regulation by enforcement. [read post]
12 Dec 2018, 12:39 pm
” The bills then direct the Chairman of the Commodity Futures Trading Commission (“CFTC”), together with the heads of the Securities and Exchange Commission (“SEC”) and other federal regulators to prepare and deliver various reports to Congressional oversight committees. [read post]
17 Jun 2015, 7:47 am
Thus, in Schor, the Court upheld the power of the Commodity Futures Trading Commission (CFTC)--a federal administrative agency--to adjudicate a state-law counterclaim filed as part of an adversary reparation proceeding against a commodities broker. [read post]
19 Sep 2018, 12:00 am
The NFA notified the Commodity Futures Trading Commission that in the future they plan to require firms dealing in cryptocurrency derivatives and cash markets to make additional disclosures. [read post]
30 Dec 2021, 6:00 am
The Securities and Exchange Commission (SEC) Whistleblower Program made headlines for awarding over $500 million to whistleblowers this past fiscal year and the Commodity Futures Trading Commission (CFTC) issued a record $200 million award in October. [read post]
27 May 2015, 5:36 am
“The United States does not have a government-sponsored supervisory regime for benchmarks. [read post]
ESMA Reaches Cooperation Agreements with US and Other non-EU Jurisdictions for Hedge Fund Regulation
26 Sep 2013, 9:02 pm
ESMA approved Memoransum of Understanding with authorities from the Bahamas, Japan, Malaysia, Mexico and the United States, including the Commodity Futures Trading Commission. [read post]
3 Feb 2011, 1:47 pm
In this context, MFA noted that similar steps have been taken in the United States, in particular SEC Rule 15c3-5 prohibiting naked access. [read post]
2 Jan 2014, 4:28 pm
Ikenson and Scott Lincicome, “Audaciously Hopeful: How President Obama Can Help Restore the Pro-Trade Consensus,” Cato Institute, Trade Policy Analysis No. 39, April 28, 2009: http://www.cato.org/publications/trade-policy-analysis/audaciously-hopeful-how-president-obama-can-help-restore-protrade-consensusScott Lincicome, “The Idiocy and Immorality of American Tariffs,” Blog, October 10, 2009;… [read post]
25 Apr 2014, 12:46 am
Commodity Futures Trading Commission (the "CFTC") is an independent federal agency that regulates derivative products tied to interest rates and commodities, such as swaps, options and futures. [read post]
1 Nov 2012, 10:17 am
The IRS (Internal Revenue Service), the SEC (Securities and Exchange Commission) and the CFTC (Commodity Futures Trading Commission) all have whistleblower statutes. [read post]
14 Dec 2011, 9:07 am
The meeting included Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA); Jonathan Faull, Director General for Internal Market and Services at the European Commission; Ashley Alder, Chief Executive Officer of the Hong Kong Securities and Futures Commission; Masamichi Kono, Vice-Commissioner of the Japan Financial Services Agency; Teo Swee Lian, Deputy Managing Director (Financial Supervision) of the Monetary Authority of Singapore; Mary… [read post]
27 Jan 2015, 3:26 pm
Today the United States Federal Trade Commission issued a report in which it detailed a number of consumer-focused issues arising from the growing Internet of Things (IoT). [read post]
3 Aug 2010, 11:18 am
Such prosecutorial overreaching tends to interfere with proper federal regulatory authority vested in the Securities and Exchange Commission and Commodity Futures Trading Commission, and, inevitably, tends to make the United States a less attractive business venue. [read post]
27 May 2022, 7:37 am
The department has agreed to credit up to one-half of the criminal fine and forfeiture against penalties Glencore Ltd. pays to the Commodity Futures Trading Commission (CFTC) in a related, parallel civil proceeding. [read post]
14 Jun 2015, 2:00 pm
Cases like Commodity Futures Trading Commission v. [read post]
17 Nov 2021, 8:31 am
Commodity Futures Trading Commission (CFTC). [read post]
