Search for: "United States Securities and Exchange Commission"
Results 141 - 160
of 5,160
Sorted by Relevance
|
Sort by Date
29 Nov 2017, 11:31 am
The Securities and Exchange Commission filed a Complaint in the United States District Court for the Southern Distr... [read post]
16 Dec 2010, 6:25 pm
By Jonathan Halpern and Thomas Kokalas Under a rule proposed by the Securities and Exchange Commission, oil, gas and mining companies listed on U.S. stock exchanges would be required to disclose payments they made to foreign governments or the United States government in connection with a broad swath of activity, from exploration to oil processing. [...] [read post]
3 Dec 2012, 11:28 am
The Securities and Exchange Commission says the Chinese affiliates of the five largest United States accounting firms failed to produce work papers from their audits of several China-based companies that are under investigation. [read post]
15 Aug 2011, 11:49 am
Even if the Securities and Exchange Commission finds that information Standard & Poor's downgrade of the United States' debt was improperly disclosed, proving insider trading will be very difficult. [read post]
24 May 2022, 10:34 am
In a watershed opinion, a divided panel of the Fifth Circuit has ruled that the United States Securities and Exchange Commission’s system of in-house administrative tribunals is unconstitutional. [read post]
10 Aug 2010, 3:50 am
Goldman Sachs is under investigation by United States and British watchdogs over the timing of disclosures relating to the Securities and Exchange Commission's fraud charges against the firm, The Telegraph reported. [read post]
7 Aug 2013, 6:08 am
DiazCase number: 13-cv-12520 (United States District Court for the Eastern District of Michigan)Case filed: June 10, 2013Qualifying judgment/order: June 26, 2013 More notices are listed in my previous post. [read post]
16 Dec 2017, 6:12 am
§ 78j(b), and Securities and Exchange Commission Rule 10b‐5, 17 C.F.R. [read post]
6 Jan 2010, 2:46 am
See Securities and Exchange Commission v. [read post]
27 Jun 2020, 6:54 am
Securities and Exchange Commission. [read post]
3 Feb 2020, 2:00 am
Commissioner, United States Securities & Exchange Commission and Professor of Law, New York University School of Law, presents today as part of the Law, Economics & Business Workshop Series. [read post]
20 Feb 2013, 7:50 am
On January 24, President Obama announced his nominee for Chairman of the Securities Exchange Commission – Mary Jo White, a former United States Attorney for the Southern District of New York. [read post]
13 May 2008, 10:29 am
Wayne Carnall, Chief Accountant in the Securities and Exchange Commission of Corporation Finance confirmed May 1 what we all have suspected. [read post]
15 Jul 2008, 9:28 pm
., “securities”) without making a registration with the United States Securities and Exchange Commission (SEC). [read post]
Securities and Exchange Commission Approves Improvements To The NASD's Code of Arbitration Procedure
29 Jan 2007, 4:46 am
Related Web Resource: Code of Arbitration Procedure, NASD Securities and Exchange Commission [read post]
11 Jul 2019, 6:26 am
Securities and Exchange Commission. [read post]
10 Jan 2024, 9:02 pm
Securities and Exchange Commission (SEC) approval. [read post]
2 Mar 2018, 8:10 am
In United States v. [read post]
1 May 2016, 7:48 am
For instance, the United States provides security sector assistance to Djibouti and Niger in exchange for the ability to launch drones to conduct surveillance missions. [read post]
2 Feb 2009, 5:02 pm
To require hedge funds to register with the Securities and Exchange Commission, and for other purposes. [read post]
