Search for: "Walter Investment"
Results 141 - 160
of 740
Sorted by Relevance
|
Sort by Date
6 Nov 2008, 5:55 pm
You are invested with absolute authority and responsibility in determining eligibility. [read post]
23 Mar 2009, 3:06 am
Walter of the Southern District of California granted the defendants' motion to dismiss, with leave to amend, in the subprim-related securities lawsuit involving certain former directors and officers of Downey Financial Corp. [read post]
8 Feb 2014, 3:00 am
He created fake certificates purporting to show that he owned significant investments. [read post]
15 Dec 2010, 6:52 pm
The news release states that, in the Southern District of Georgia, the operation has resulted in the sentencing of Alvin Charles Ramsey, a former financial advisor, for defrauding his clients out of over $500,000 and Augusta, Georgia, investment advisor Walter Marian Williams for defrauding his clients of over $1.7 million. [read post]
22 Feb 2016, 7:05 am
Other bankruptcy filings this year include Walter Energy (Stock Symbol: WLTGQ), JW Resources, Patriot Coal, Xinergy, and James River Coal Co. among others. [read post]
22 Sep 2021, 6:16 am
Posted by Jason Daniel, Jenny Walters and Natasha Kohne, Akin Gump Strauss Hauer & Feld LLP, on Wednesday, September 22, 2021 Editor's Note: Jason Daniel is partner, Jenny Walters is senior practice attorney and Natasha Kohne is partner at Akin Gump Strauss Hauer & Feld LLP. [read post]
2 Aug 2017, 11:13 am
Donna also understands the risks faced by retail investors in our region," said Walter Jospin, Director of the SEC's Atlanta Regional Office. [read post]
19 Jan 2016, 9:12 pm
A case-study of ISO 26000 on social responsibility Awilo Ochieng Pernet, The development dimension of the Codex Alimentarius standard-setting process Angelos Dimopoulos, Standards of responsible investment and international investment law Pierre Larouche & Geertrui Van Overwalle, Interoperability standards, patents and competition policy Neil Gandal & Pierre Régibeau, Standard-setting organisations (SSOs): current policy issues and empirical evidence Eleni… [read post]
18 Mar 2013, 9:36 am
Category: Recent Decisions;Contract Law Opinions Body: AC33999 - G Power Investments, LLC v. [read post]
23 Aug 2019, 7:13 am
“The federal government can help the U.S. maintain its leadership in AI by working closely with our experts in industry and academia, investing in research, and engaging with the international standards community,” said Under Secretary of Commerce for Standards and Technology and NIST Director Walter G. [read post]
1 Nov 2019, 6:00 am
Investment Management: Compliance Developments & Calendar for Private Fund Advisers Posted by Jason M. [read post]
27 Apr 2023, 6:51 am
"AI is absolutely a motivator for the combination," said Walters, as reported by Reuters. [read post]
5 Aug 2014, 7:43 am
Sources: Complaint against NG San Francisco Bay Area Real Estate Fund Managers Settle Fraud Claims Walter and Kelly Ng sentenced in investment fraud case [read post]
8 Nov 2012, 1:38 pm
The Securities and Exchange Commission has filed charges against hedge fund manager Walter A. [read post]
9 Jun 2017, 9:22 am
The Financial CHOICE Act 2, a measure to revise the Dodd-Frank financial reform law, passed in a 233-186 vote along party lines, with Walter Jones (R-NC) as the only dissenting Republican. [read post]
6 Jan 2016, 3:48 am
Fenway Partners and Fenway Consulting Partners were both owned and managed in large part by respondents Peter Lamm, William Smart, Timothy Mayhew, and Walter Wiacek. [read post]
5 Nov 2013, 8:40 am
By Walter Johnson. [read post]
19 Mar 2008, 10:12 pm
Jim Walter, Senior VP - Worldwide Product Integrity at Mattel, led off with a fascinating and informative talk on how he spent his summer vacation. [read post]
4 Feb 2016, 7:32 am
Walter Reissman and Kenneth Wise pleaded guilty to all charges and are cooperating with the government. [read post]
17 Nov 2015, 1:18 pm
There is the October 14, 2015 speech by Andrew Donohue for the role of compliance: Remarks at NRS 30th Annual Fall Investment Adviser and Broker-Dealer Compliance Conference. [read post]
