Search for: "William Dodds"
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22 Jul 2016, 6:10 am
Securities and Exchange Commission and Zhaodong (Ken) Zhong, Rutgers Business School, on Sunday, July 17, 2016 Tags: Capital markets, CFTC, Credit default swaps, Derivatives, Dodd-Frank Act, Financial reform, Financial regulation,Liquidity, OTC derivatives, Reporting regulation, Transparency Empire of the Fund: The Way We Save Now Posted by William Birdthistle, Chicago-Kent College of Law, on Monday, July 18, 2016 Tags: ERISA, Financial regulation, Institutional Investors,… [read post]
1 Jun 2016, 7:45 am
If any literary figures are great, the short list must include William Wordsworth, John Keats, Jane Austen and William Blake. [read post]
16 May 2016, 11:09 am
The deadline for comments on the proposed rule, which was submitted for publication in the Federal Register, is July 22, 2016.Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires the agencies to jointly prescribe such regulations or guidelines. [read post]
13 May 2016, 6:13 am
Davidson, Fordham Law School, on Friday, May 6, 2016 Tags: Bailouts, Financial crisis, Financial regulation, Investor protection, Legal systems, Moral hazard, Ownership, Property rights, Public interest, Securities regulation, Signaling, Systemic risk, Too big to fail, Transparency In re Kenneth Cole: Business Judgment Review of Controlling Stockholder Mergers Posted by William Savitt, Wachtell, Lipton, Rosen & Katz, on Saturday, May 7, 2016 Tags: Business judgment rule, Buyouts,… [read post]
29 Apr 2016, 6:10 am
Peregrine & William P. [read post]
15 Apr 2016, 6:00 am
Kess & Yafit Cohn, Simpson, Thacher & Bartlett LLP, on Tuesday, April 12, 2016 Tags: Charter & bylaws, Compliance and disclosure interpretation, Exchange Act, Proxy disclosure, Proxy materials,Proxy voting, Rule 14a-4, SEC, SEC rulemaking, Securities Regulation, Shareholder proposals, Shareholder voting The Role of the Federal Reserve: Lessons from Financial Crises Posted by William C. [read post]
11 Apr 2016, 9:01 am
Mishkin I am delighted to report that Alan Kaplinsky has received the prestigious Senator William Proxmire Lifetime Achievement Award from the American College of Consumer Financial Services Lawyers. [read post]
1 Apr 2016, 6:08 am
Segal, Wachtell, Lipton, Rosen & Katz, on Monday, March 28, 2016 Tags: Board communication, Boards of Directors, Compensation committees, Compensation disclosure, Compensation ratios, Disclosure, Dodd-Frank Act, Engagement, Executive Compensation, Management, Proxy advisors, Say on pay,SEC, Securities Regulation, Shareholder activism The Inside Counsel Revolution Posted by Benjamin W. [read post]
1 Apr 2016, 6:08 am
Segal, Wachtell, Lipton, Rosen & Katz, on Monday, March 28, 2016 Tags: Board communication, Boards of Directors, Compensation committees, Compensation disclosure, Compensation ratios, Disclosure, Dodd-Frank Act, Engagement, Executive Compensation, Management, Proxy advisors, Say on pay,SEC, Securities Regulation, Shareholder activism The Inside Counsel Revolution Posted by Benjamin W. [read post]
24 Feb 2016, 4:00 pm
Roger Williams (R. [read post]
8 Jan 2016, 3:14 am
As discussed below, a recent federal district court decision suggests that directors can be held personally liable under both the Sarbanes-Oxley Act and the Dodd-Frank Act for whistleblower retaliation, and a recent California legislative enactment provides that corporate directors can be held personally liable for violations of the state’s wage and hour laws. [read post]
14 Dec 2015, 5:36 am
To illustrate this point, he traces the CFTC's interpretation of the statute back to November 2010, just months after the passage of the Dodd–Frank Act. [read post]
20 Nov 2015, 6:09 am
by William Carleton in Counselor @ Law The theme of the new SEC guidance is this: a “pre-existing, substantive relationship” can be a terrific antidote to the virus4 of “general solicitation. [read post]
4 Nov 2015, 3:37 am
Finally, Dodd testified that there was no connection between his number and the number belonging to `Faith Fallout. [read post]
1 Oct 2015, 12:59 pm
” When asked if the CFPB had asked dealerships how best to mitigate these risks, he noted that the Bureau has not communicated with auto dealers since they are not subject to Bureau jurisdiction under Dodd-Frank. [read post]
29 Sep 2015, 10:01 pm
Dodd are representing Kilgore. [read post]
19 Jul 2015, 6:00 am
Halper and William J. [read post]
16 Jul 2015, 3:45 am
” Dodd-Frank changed prior law under which the inspector general only reported to the SEC chair. [read post]
1 Jul 2015, 6:00 am
” The book is about the life and times of America’s ambassador to Germany, William Dodd, and his family during the early years of the Nazi government. [read post]
29 May 2015, 10:48 am
How have regulatory developments, including those in Dodd-Frank, affected the economy? [read post]
