Search for: "William Stock"
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20 Apr 2010, 7:50 pm
For purposes of Judge Williams' order, a substantial holder of Colonial's preferred stock is defined as a holder of at least 14,250 shares (or approximately 4.75% of all issued and outstanding shares). [read post]
1 Nov 2006, 1:00 pm
William Sorin, the former senior general counsel of Comverse Technology, is expected to plead guilty tomorrow on charges relating to the company’s alleged fraudulent scheme to manipulate stock options, according to a person familiar with the matter. [read post]
10 May 2013, 11:05 am
FBI Informant Tape Records G&S Stock Promotion SchemeFrom July 2007 through February 2008, Christopher Kline, 49, York, PA, participated in a scheme in which one of his clients, William Curtis, 50, Naper...Read OnNEXT Smelled Email Smoke But Didn't Pull Compliance AlarmWall Street regulators have insisted -- and rightly so -- that brokerage firms monitor communications between customers and registered persons. [read post]
1 Dec 2017, 7:02 am
Stock image. [read post]
14 Feb 2008, 4:31 am
MBIA, the world’s biggest bond insurer, is planning to hit back at hedge fund heavy William A. [read post]
6 Dec 2007, 3:57 pm
William McGuire will forfeit options valued at about $320 million as well as $91 [...] [read post]
17 Apr 2009, 4:45 am
William A. [read post]
12 Aug 2021, 10:26 pm
He recently took a trip to the Oceans Edge Resort & Marina on Stock Island with a male and two female friends. [read post]
15 Dec 2009, 12:00 pm
Judge Cormac Carney has just dismissed the criminal stock option backdating cases, against former Broadcom CFO William Ruehle and former CEO Henry T. [read post]
7 Feb 2007, 9:00 am
Influential Delaware Chancery Court judge and 50 Cent fan William Chandler issued this strongly worded opinion Tuesday that could open the doors to more shareholder derivative lawsuits against companies alleged to have backdated stock options. [read post]
8 Feb 2007, 5:37 am
William H. [read post]
2 Nov 2006, 2:26 pm
William F. [read post]
21 May 2019, 1:00 am
Hoopes (North Carolina) & Area Braden Williams (Texas), Making Only America Great? [read post]
16 Feb 2009, 5:00 am
Nonetheless, the facts raise concerns that go beyond state law and suggest weaknesses in the rules of the stock exchange or in the enforcement of the rules of the stock exchanges. [read post]
27 Feb 2007, 9:36 am
William Sorin, Comverse's former top lawyer, pleaded guilty in November to a conspiracy charge in federal court in Brooklyn. [read post]
14 May 2008, 4:21 pm
Three other men were named in the suit: current chairman Henry Samueli, current general counsel David Dull, and former CFO William Ruehle. [read post]
28 Jan 2021, 1:55 pm
William Galvin, the Secretary of the Commonwealth of Massachusetts, and its chief securities regulator told Barron’s that the trading in Gamestop should be halted for 30 days.Of course, Secretary Galvin has no authority to halt the trading in any publicly listed stock. [read post]
19 Nov 2010, 6:50 am
He was considered a first-round talent in last April's NFL draft, but his stock slipped as concerns about his character arose. [read post]
15 May 2008, 3:04 pm
In addition to Samueli and Nicholas, two other men were named in the suit: current general counsel David Dull, and former CFO William Ruehle. [read post]
23 Feb 2014, 4:05 pm
But then, we’re not Pharrell Williams. [read post]
