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4 Jul 2009, 11:26 am
As an investment adviser, you are a "fiduciary" to your advisory clients. [read post]
7 Sep 2016, 7:48 am by D. Daxton White
The SEC has brought approximately 20 litigated or agreed enforcement actions since February 2013 that have involved securities offerings that were made in connection with the EB-5 Program. [read post]
16 Oct 2017, 11:17 am by Adam Weinstein
  It is currently unknown the total fund losses but at one time the fund had $20 million. [read post]
28 Dec 2013, 9:30 am by Allison Tussey
Section 240.10b-5-securities fraud, is 20 years in prison and a fine of $5 million, plus restitution. [read post]
4 Jun 2019, 6:00 am by Amber Walsh
It is authored by our colleagues Amanda Roenius and Holly Buckley. * * * Key Opportunities and Issues in Ophthalmology Investments – Five Takeaways By Amanda Roenius and Holly Buckley Private equity investment in ophthalmology and optometry practices has remained steady over recent years, and, according to experts who spoke on a panel titled “Key Opportunities and Issues in Ophthalmology Investments” at the 16th Annual Healthcare and Life Sciences Private… [read post]
27 Feb 2019, 6:05 am by Imogen Garner (UK) and Iona Wright (UK)
The remedies to be introduced are: requiring pension scheme trustees to tender ahead of purchasing fiduciary management services where the mandate would cover 20% or more of the scheme’s assets; firms which offer both fiduciary management and investment consultancy services will be required to separate the marketing of fiduciary management services from the provision of investment consultancy advice; fiduciary management providers will be required to disaggregate… [read post]
21 May 2010, 4:27 pm
The sad part is that most investors who lose their investments in a Ponzi Scheme recover less than 20 cents on the dollar of their losses. [read post]
2 Apr 2014, 1:33 pm by Sutherland LNG
  According to the press release, a final investment decision on the project is expected in early 2015. [read post]
21 Oct 2009, 7:52 am
Hattenberger said that the company hopes to conclude 20-year contracts to access regasification capacity at U.S. [read post]
2 Apr 2014, 1:33 pm by Sutherland LNG
  According to the press release, a final investment decision on the project is expected in early 2015. [read post]
31 Jul 2012, 9:47 am
Freeport LNG states that it expects to make a final investment decision on the project in the second half of 2013, and anticipates receiving all regulatory approvals by mid-2013, with construction to begin in the third quarter of 2013. [read post]
14 May 2015, 2:06 pm by Sutherland LNG
Cheniere Energy announced that it has made a positive Final Investment Decision (FID) for the project and has issued a notice to proceed to Bechtel Oil, Gas and Chemicals, Inc. for construction of the project’s first two natural gas liquefaction trains. [read post]
11 Aug 2010, 4:49 am by Glenn Reynolds
But using CPI means the same pension will be worth just £18,875 a year after two decades in retirement, according to calculations by investment company Hargreaves Lansdown. [read post]
9 Aug 2023, 1:13 pm by Marilyn Wesel
Tony Evers signed Executive Order 208 calling for a special session of the Legislature to begin Wednesday, September 20. [read post]
22 Jun 2011, 3:59 pm by Joe Wallin
You can find the final rules here: Final Rule Also see: SEC Press Release From the Final Rule: In summary, the rule defines a venture capital fund as a private fund that: (i) holds no more than 20 percent of the fund‘s capital commitments in non-qualifying investments (other than short-term holdings) (qualifying investments generally consist of equity securities of qualifying portfolio companies that are directly acquired by the fund, which we discuss below); (ii)… [read post]
11 Mar 2010, 4:22 am by admin
The Internal Revenue Service March 10 issued Revenue Procedure 2010-20 providing safe harbor treatment under tax code Section 118(a) for firms receiving grants for smart grid investment. [read post]
18 Jul 2018, 3:15 am by Steve Brachmann
Despite initiatives like the Made in China 2025 program, there’s no way for the Chinese economy to get close to catching up to the United States’ competitive advantage in many industries over the next 20 to 30 years without cheating by... [read post]
10 Feb 2020, 7:37 am by Green, Schafle & Gibbs
Each of the counts carries a maximum 20-year jail penalty.Flouting FINRA RulesDuring his hearing, jurors were informed that Mr. [read post]
21 Sep 2018, 12:37 pm by Juliette Passer, Esq.
Panama must offer added value to the cargoPSA, located on the Pacific side of the Panama Canal, makes an investment of 450 million dollars to expand its capacity.The decline in the movement of cargo in the national port system in recent months has not been an obstacle for Panama International Terminal, known as PSA, to continue investing in its expansion.Alessandro Cassinelli, general manager of PSA, told Panama America that this terminal arrived in the country in 2007 making an… [read post]