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21 Jun 2018, 8:26 am by Renae Lloyd
Free Consultation This information, which is publicly available on the SEC’s website has been provided by The White Law Group. [read post]
15 Jun 2018, 10:51 am by Malecki Law Team
Through these alleged supervisory shortcomings, it is alleged that Securities America’s Inc. aided and abetted fraudulent practices conducted by its registered representative as well as in his disclosed, approved SEC-registered investment advisor, Executive Compensation Planners, Inc. [read post]
15 Jun 2018, 10:51 am by Malecki Law Team
Through these alleged supervisory shortcomings, it is alleged that Securities America’s Inc. aided and abetted fraudulent practices conducted by its registered representative as well as in his disclosed, approved SEC-registered investment advisor, Executive Compensation Planners, Inc. [read post]
13 Jun 2018, 9:39 am by Aurora Barnes
Securities and Exchange Commission 17-1077 Issue: Whether a misstatement claim that does not meet the elements set forth in Janus Capital Group, Inc. v. [read post]
12 Jun 2018, 7:15 am by John Elwood
Securities and Exchange Commission, 17-1077 Issue: Whether a misstatement claim that does not meet the elements set forth in Janus Capital Group, Inc. v. [read post]
8 Jun 2018, 12:22 pm by luiza
Also on June 4th, the DOJ announced over $64 million in criminal penalties and disgorgement against Legg Mason Inc. for its role in the Libyan bribery scheme. [read post]
8 Jun 2018, 6:47 am
Global Governance: Board Independence Standards and Practices Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, June 1, 2018 Tags: Asia-Pacific, Board independence, Boards of Directors, Europe, International governance, Securities regulation Caremark and Reputational Risk Through #MeToo Glasses Posted by Arthur H. [read post]
1 Jun 2018, 11:41 am by Don Cruse
IMPERIAL PERFORMING ARTS, INC., No. 17-0660 One of the petition denials today involved a dispute over whether Texas’s public-information laws require state officials to reveal which pharmacy has been providing Texas’s execution drugs. [read post]
31 May 2018, 9:45 pm by Bobby Chen
The Internet Association, a trade group representing leading global Internet companies such as Google and Amazon, submitted a filing requesting flexibility in disclosing funding sources for political advertisements. [read post]
28 May 2018, 4:00 am by Administrator
Members of our Privacy and Data Protection Group and Cybersecurity Law Group will be speaking throughout the conference : … _________________________ *Randomness here is created by Random.org and its list randomizing function. [read post]
18 May 2018, 6:01 am
Matthews (Sutter Securities), on Tuesday, May 15, 2018 Tags: Appraisal rights, Capital allocation, Capital expenditures, Cash flows, Delaware law, Fair values, Firm valuation, Mergers & acquisitions, U.S. federal courts An Early Look at US 2018 Proxy Season Trends Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Tuesday, May 15, 2018 Tags: Board composition, Boards of… [read post]
15 May 2018, 11:25 am by Ronald Collins
Winkler: Representing consumers, Nader and Morrison’s Public Citizen Litigation Group challenged a Virginia law banning pharmacists from advertising drug prices. [read post]
14 May 2018, 8:07 am by Nassiri Law
Contact the employment attorneys at Nassiri Law Group, practicing in Orange County, Riverside and Los Angeles. [read post]