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13 Mar 2016, 5:05 pm
Northern Ireland Businessman Frank Cushnahan is launching defamation proceedings against the BBC and others. [read post]
8 Mar 2016, 12:29 pm
Ill-considered trade deals and generous bank bailouts and guaranteed profits for insurance companies but no recovery for average people, ever – these policies have taken their toll. [read post]
8 Mar 2016, 10:12 am
The Act also bolsters the whistleblower anti-retaliation provisions created by the Dodd-Frank amendments to the SEA, CEA, and SOX. [read post]
8 Mar 2016, 10:12 am
The Act also bolsters the whistleblower anti-retaliation provisions created by the Dodd-Frank amendments to the SEA, CEA, and SOX. [read post]
7 Mar 2016, 9:30 pm
Following the last financial crisis, Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), which defines and limits the activities of certain financial firms. [read post]
6 Mar 2016, 4:44 pm
This week the Independent Commission on Freedom of Information has published its report [pdf]. [read post]
4 Mar 2016, 6:00 am
FEC, Disclosure, Engagement, Lobbying, Political spending, Surveys,Transparency Osborne Should Think Again On His Bank Surcharge Posted by Mark Roe, Harvard Law School, on Friday, February 26, 2016 Tags: Bank debt, Bank taxes, Banks, Capital structure, Debt-equity ratio, Equity capital, Europe, Financial Regulation,Incentives, International governance, Prudence, Risk-taking, Taxation, UK Down-Round Financings and Outstanding Equity Compensation Posted by… [read post]
3 Mar 2016, 12:19 pm
In our blog post, we commented that banks and other companies subject to the CFPB’s jurisdiction faced the possibility that the CFPB could begin using its Dodd-Frank authority to bring enforcement actions against companies engaged in unfair, deceptive, and abusive acts and practices (UDAAP) to regulate cybersecurity policies and procedures. [read post]
25 Feb 2016, 10:45 am
Cadwalader Cabinet targets broker dealers, investment banks, hedge funds, commodity pools, some mutual funds, and the agencies regulating these institutions. [read post]
25 Feb 2016, 9:56 am
A climate of regulatory uncertainty and compliance cost burdens has hindered access to capital by reducing the number of banks and certain types of money markets funds and increased costs to borrowers, said Anthony J. [read post]
25 Feb 2016, 5:38 am
A study by Marshall Lux and Robert Greene on community banks found that since Dodd-Frank community banks have lost market share, especially small community banks. [read post]
23 Feb 2016, 7:36 am
The presentations covered an array of topics, but common themes included the Commission’s ongoing effort to carry out the rulemaking agenda set forth in the Dodd-Frank Wall Street Reform and Consumer Protection Act, its increasing focus on cyber issues including its use of new technology to surveil and root out harmful practices in the modern and increasingly-complex market, and its continued focus on the conduct of gatekeepers. [read post]
19 Feb 2016, 6:09 am
., on Friday, February 12, 2016 Tags: Board composition, Boards of Directors, Diversity, Engagement, Equity-based compensation, ESG, Executive Compensation, Institutional Investors, Political spending, Proxy access, Proxy advisors, Proxy fights, Proxy season, Say on pay, Securities Regulation, Shareholder activism, Shareholder proposals, Shareholder voting 2016 CCAR Instructions and Supervisory Scenarios Posted by Dan Ryan, PricewaterhouseCoopers LLP, on Saturday, February 13, 2016 Tags:… [read post]
16 Feb 2016, 8:53 am
The large banks have also attempted to divert business away from U.S. [read post]
14 Feb 2016, 4:02 pm
The most significant law and media news of the week was the announcement on Friday that the Independent newspapers are the close in March. [read post]
12 Feb 2016, 6:03 am
Gladin, Sullivan & Cromwell LLP, on Saturday, February 6, 2016 Tags: Accounting, Audits, Banks, CFOs, Compliance and disclosure interpretation, Disclosure, External auditors, Federal Reserve, Financial institutions, Financial Regulation, Financial reporting, Foreign banks, Internal auditors FinCEN: Know Your Customer Requirements Posted by Dan Ryan, PricewaterhouseCoopers LLC, on Sunday, February 7, 2016 Tags: Accounting, Anti-corruption, Banks, Beneficial owners,… [read post]
12 Feb 2016, 6:03 am
Gladin, Sullivan & Cromwell LLP, on Saturday, February 6, 2016 Tags: Accounting, Audits, Banks, CFOs, Compliance and disclosure interpretation, Disclosure, External auditors, Federal Reserve, Financial institutions, Financial Regulation, Financial reporting, Foreign banks, Internal auditors FinCEN: Know Your Customer Requirements Posted by Dan Ryan, PricewaterhouseCoopers LLC, on Sunday, February 7, 2016 Tags: Accounting, Anti-corruption, Banks, Beneficial owners,… [read post]
11 Feb 2016, 7:34 am
Juan A. [read post]
10 Feb 2016, 9:05 pm
More: “Sorry Bernie, Wall Street Wasn’t Deregulated Pre-Crash” [Jared Meyer, Forbes] Auto lender shakedowns by Obama CFPB and DoJ continue, latest is Toyota for $21.9 million [WSJ] “Obama bullied bank to pay racial settlement without proof: report” [Paul Sperry, New York Post] Delaware Chancery Court takes step toward countering plaintiff lawyers who sue on almost every deal, still has many miles to go [Ronald Barusch, WSJ “Dealpolitik”] … [read post]
9 Feb 2016, 7:47 am
The SEC points out that the Dodd-Frank provision directs the Commission to pay an informant an award based on the monetary sanctions collected in a “related action,” which includes a judicial or administrative action brought by the DOJ, federal banking regulators, and SROs. [read post]
