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18 Nov 2021, 1:35 pm
The Securities and Exchange Commission today published proposed amendments to the electronic recordkeeping and prompt production of records requirements applicable to broker-dealers, security-based swap dealers (SBSDs), and major security-based swap…Read the Full Press ReleaseHave a securities law question? [read post]
27 Oct 2022, 10:00 pm
On October 12, 2022, the US Securities and Exchange Commission (SEC or Commission) adopted amendments (Final Rules) to the electronic recordkeeping requirements applicable to broker-dealers, security-based swap dealers, and major security-based swap participants under the Securities Exchange Act of 1934. [read post]
2 Jan 2019, 7:00 am
The strategy yielded one major purported success: the capture or killing of dozens of so-called “high-value targets,” many of them wanted in both Mexico and the United States. [read post]
6 Jun 2007, 8:11 pm
As with all major contingency plans, this one was modified from time to time. [read post]
13 Sep 2023, 9:01 pm
Principal Associate Deputy Attorney General Marshall Miller recently remarked: Since October 2022 — so over the last seven months — roughly two-thirds of [DOJ’s] major corporate criminal resolutions have implicated United States national security. [read post]
23 Jan 2013, 7:47 pm
A major challenge for the second-term Obama administration is whether and how to supplement or replace the AUMF. [read post]
9 Jun 2011, 4:06 am
In another recent example, hackers targeting marketing services company Epsilon accessed email addresses for customers of dozens of major consumer brands. [read post]
6 Aug 2007, 9:10 am
Why would they need securities arbitration? [read post]
20 Apr 2021, 4:27 am
We are active in the major financial markets, private equity, infrastructure, real estate and private debt. [read post]
30 Apr 2007, 9:49 am
After any major public tragedy there are understandable knee jerk reactions in the realm of national security, personal security and making us just feel safe even if it is a complete illusion. [read post]
8 Feb 2014, 5:06 am
In his first major speech as new Secretary of Homeland Security Jeh Johnson spoke yesterday at the Woodrow Wilson Center about terrorism, national security, and immigration reform. [read post]
29 May 2017, 10:37 am
Hackers exploited a tool, which ironically was first developed by the National Security Agency, to take advantage of a security hole in older Windows machines. [read post]
20 Jul 2010, 8:07 am
Viniar, the chief financial officer of Goldman Sachs, said the firm had not experienced a major loss of business as a result of the securities fraud case that it settled with Securities and Exchange Commission, saying that Goldman's clients were "pretty supportive. [read post]
23 Oct 2007, 4:18 am
The company is poised to construct a major... [read post]
17 Jul 2009, 3:50 am
This is known as N-1, i.e. the shutdown of a major supply [...] [read post]
4 May 2015, 11:10 pm
The 36 page report offers 7 key findings An overwhelming majority of Americans believe there is... [read post]
22 Jan 2013, 7:03 am
On January 15, the SEC extended the comment period for its proposed rule to establish capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants. [read post]
9 Sep 2019, 7:08 am
Costello comes to the SEC from the Office of Senate Majority Whip John Thune where she served as his…Read the Full Press Release--- Visit the Securities Lawyer website. [read post]
19 Nov 2010, 8:40 pm
Last week, the FLRA issued a major decision that allows TSA security employees to vote on unionization. [read post]
30 Apr 2007, 9:49 am
After any major public tragedy there are understandable knee jerk reactions in the realm of national security, personal security and making us just feel safe even if it is a complete illusion. [read post]
