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8 Jun 2020, 6:18 am
Realize capital appreciation upon the ultimate sale of the real estate assets acquired by Moody National REIT II, Inc. [read post]
14 Jun 2019, 2:11 pm
Sullivan, FINRA notes, has also been registered with the following firms: Voya Financial Advisors, Inc., Palm Beach Gardens, FL— March 7, 2017 to September 16, 2017Securities America, Inc., Norwalk, CT— May 5, 2014 to October 21, 2016FSC Securities Corporation, Norwalk, CT— November 2, 2012 to May 8, 2014 Newbridge Securities Corporation, New York, NY— December 9, 2011 to June 21, 2012Maxim Group LLC, New York, NY— November 24, 2008 to December 12,… [read post]
7 Dec 2011, 1:24 pm
[#Energy/NatGas] GET THE REST OF TODAY'S NEWS (click here)Waste Information & Management Services, Inc. [read post]
8 Mar 2007, 11:09 pm
Fortune 500 advertisers are seeing click-through rates increase to 4.4% from 2.3%, according to SearchIgnite and RBC Capital Markets. [read post]
30 Apr 2010, 8:31 am
NILT, Inc.'s main purpose was to acquire motor vehicle titles from Nissan Motor Acceptance Corp. in order to allow it to raise capital for the funding of the lease finance business. [read post]
27 Nov 2019, 12:55 pm
According to a recent letter to investors, MacKenzie Realty Capital, Inc. is offering to purchase shares of CIM for $4.79 per share between now and December 30, 2019. [read post]
18 Jul 2008, 7:27 pm
TheDeal.com details how reverse breakup fees are becoming industry-standard provisions in private equity LBO deals in a new article called “Desperately Seeking Certainty:” Starting with the 2005 sale of Neiman Marcus Group Inc., LBO merger agreements often included a “two-tier” breakup fee, in which a buyer would pay a lower percentage in the event it couldn’t obtain financing and a higher one if it decided to walk from the deal in… [read post]
16 Aug 2012, 2:00 am
One particularly noteworthy development is that not a single securities class action filing thus far in 2012 has named an accounting firm as a defendant, possibly as a result of the Supreme Court’s rejection of aiding and abetting liability under the securities laws, emphatically reinforced last year in Janus Capital Group Inc. v. [read post]
23 Feb 2011, 1:18 pm
©2011 Amaxx Risk Solutions, Inc. [read post]
31 May 2012, 9:35 pm
Securities arbitration lawyers continue to file claims against Pacific Cornerstone Capital Inc. on behalf of investors. [read post]
23 Jun 2020, 6:00 am
As consolidation within the industry is increasingly being driven by investors drawn to larger companies with the resources to more fully exploit their assets and weather the economic uncertainty of the past months, both acquirers and targets should consider strategic combinations in order to access capital to try to emerge from these difficult times in a stronger position than that in which they began, or risk being left behind. [read post]
31 Mar 2010, 3:03 pm
With respect to the domestic industry (technical prong) requirement, Elan asserts that certain touchpad products of its licensee, Synaptics, Inc. [read post]
16 May 2008, 9:36 am
" Over the last two years, FINRA has disciplined two brokerage firms - Securities America Inc., and Citigroup Capital Markets Inc. - that had targeted employees of Exxon and BellSouth with similar schemes. [read post]
24 Aug 2011, 6:04 pm
©2011 Amaxx Risk Solutions, Inc. [read post]
19 Mar 2012, 2:00 am
” The SEC recently brought charges against two fund managers whom allegedly misled investors in pre-IPO trading of Facebook Inc., Twitter Inc. and other social-media companies’ shares. [read post]
16 Feb 2012, 6:44 am
One of the biggest TIC sponsors, DBSI Inc., declared bankruptcy in 2008, and broker-dealers that sold those deals have faced dozens of arbitration complaints filed with Financial Industry Regulatory Authority Inc. [read post]
3 Aug 2009, 2:45 pm
”More than 1.5 million properties received a default or auction notice or were seized by banks in the six months through June, Irvine, California-based RealtyTrac Inc. said July 16, a 15 percent increase from a year earlier. [read post]
3 Oct 2010, 7:50 am
RSL now corroborates our assertion that these are among the highest in the industry. [read post]
2 Jul 2024, 12:24 pm
Hong He, 6 patents (Apple Inc.) [read post]
7 Jul 2021, 2:01 pm
Morgan Securities LLC Amanda Berry MML Investors Services, LLC NYLife Securities LLC Tiffany Burgess James Carpenter II Simplified Wealth Management LPL Financial LLC Jinnie Chean Allstate Financial Services, LLC Paul Furusho AWA Capital, Inc Comprehensive Asset Management & Servicing, Inc. [read post]
